0001493152-18-013622.txt : 20180924 0001493152-18-013622.hdr.sgml : 20180924 20180924090031 ACCESSION NUMBER: 0001493152-18-013622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180921 FILED AS OF DATE: 20180924 DATE AS OF CHANGE: 20180924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin James Joseph CENTRAL INDEX KEY: 0001510224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38418 FILM NUMBER: 181082722 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD STREET 2: SUITE # 670 CITY: MIAMI STATE: FL ZIP: 33157 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cocrystal Pharma, Inc. CENTRAL INDEX KEY: 0001412486 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 352528215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1860 MONTREAL ROAD CITY: TUCKER STATE: GA ZIP: 30084 BUSINESS PHONE: (425) 398-7178 MAIL ADDRESS: STREET 1: 1860 MONTREAL ROAD CITY: TUCKER STATE: GA ZIP: 30084 FORMER COMPANY: FORMER CONFORMED NAME: BIOZONE PHARMACEUTICALS, INC. DATE OF NAME CHANGE: 20110304 FORMER COMPANY: FORMER CONFORMED NAME: International Surf Resorts, Inc. DATE OF NAME CHANGE: 20070917 4 1 ownership.xml X0306 4 2018-09-21 0 0001412486 Cocrystal Pharma, Inc. COCP 0001510224 Martin James Joseph 1860 MONTREAL ROAD TUCKER GA 30084 0 1 0 0 Chief Financial Officer Stock Options (Right to Buy) 2.78 2018-09-21 4 A 0 150000 0 A 2028-09-20 Common Stock 150000 150000 D The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. Only $100,000 (or 35,971 options) may first become exercisable by the Reporting Person in each calendar year. /s/ James Joseph Martin 2018-09-24