0000943374-12-000608.txt : 20121113 0000943374-12-000608.hdr.sgml : 20121112 20121113164654 ACCESSION NUMBER: 0000943374-12-000608 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121113 ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Simplicity Bancorp, Inc. CENTRAL INDEX KEY: 0001412109 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 261500698 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34979 FILM NUMBER: 121199373 BUSINESS ADDRESS: STREET 1: 1359 NORTH GRAND AVENUE CITY: COVINA STATE: CA ZIP: 91724 BUSINESS PHONE: (800) 524-2274 MAIL ADDRESS: STREET 1: 1359 NORTH GRAND AVENUE CITY: COVINA STATE: CA ZIP: 91724 FORMER COMPANY: FORMER CONFORMED NAME: Kaiser Federal Financial Group, Inc. DATE OF NAME CHANGE: 20070911 8-K 1 form8k_111312.htm FORM 8-K form8k_111312.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 13, 2012

Simplicity Bancorp, Inc.
(Exact Name of Registrant as Specified in its charter)

Maryland
 
001-34979
 
26-1500698
(State or Other Jurisdiction
of Incorporation)
 
(Commission File No.)
 
(I.R.S. Employer
Identification No.)

1359 N. Grand Avenue, Covina, CA 91722
Address of principal executive offices

(626) 339-9663
Registrant’s telephone number, including area code

Kaiser Federal Financial Group, Inc.
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 


Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On November 13, 2012, the amendment to change the Company’s name to Simplicity Bancorp, Inc. from Kaiser Federal Financial Group, Inc. was effective.  In addition on the same day, the amendment to change the Bank’s name to Simplicity Bank from Kaiser Federal Bank was also effective. The shares of the Company’s common stock will continue to trade on the Nasdaq Global Select Market under the new trading symbol SMPL.

A copy of the text of the Company’s Articles of Amendment is filed as Exhibit 3.1 hereto.
 
 


Item 9.01
Financial Statements and Exhibits

(d)    Exhibit 3.1: Articles of Amendment to the Articles of Incorporation of the Company




 
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   
SIMPLICITY BANCORP, INC.
 
 
 
DATE: November 13, 2012
By:
/s/ Dustin Luton 
   
Dustin Luton
   
President and Chief Executive Officer
   
(Duly Authorized Representative)
EX-99.1 2 ex99_111312.htm ARTICLES OF AMENDMENT ex99_111312.htm
ARTICLES OF AMENDMENT
 
Kaiser Federal Financial Group, Inc.
 
(1)
 
Kaiser Federal Financial Group, Inc.
 

 
(2)  a Maryland corporation hereby certifies to the State Department of Assessments and Taxation of Maryland that:
 
(3) The charter of the corporation is hereby amended as follows:
 
The articles of incorporation of the Corporation are hereby amended by removing Article 1 thereof and by substituting in lieu of said Article the following new Article 1:
 
ARTICLE 1. Name. The name of the corporation is Simplicity Bancorp, Inc. (herein the "Corporation").
 
These articles of amendment shall be effective at 7:00 a.m. on November 13, 2012.

 
This amendment of the charter of the corporation has been approved by
 
(4) The Board of Directors. No stockholder vote required.
 
We the undersigned President and Secretary swear under penalties of perjury that the foregoing is a corporate act.
 

(5)  /s/ Jeanne Thompson                                                                                     (5)  /s/ Dustin Luton                                                      
Secretary                                                                                                          President

(6)           Return address of filing party:
           Luse Gorman Pomerenk & Schick, P.C.
5335 Wisconsin Ave., NW Suite 780
Washington, DC 20015