0001411784-15-000008.txt : 20151113
0001411784-15-000008.hdr.sgml : 20151113
20151113152935
ACCESSION NUMBER: 0001411784-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Holdings, LLC
CENTRAL INDEX KEY: 0001411784
IRS NUMBER: 204065035
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12706
FILM NUMBER: 151228911
BUSINESS ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
BUSINESS PHONE: 918-582-6864
MAIL ADDRESS:
STREET 1: 233 SOUTH DETROIT AVENUE
STREET 2: SUITE 100
CITY: TULSA
STATE: OK
ZIP: 74120
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001411784
XXXXXXXX
09-30-2015
09-30-2015
Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE
SUITE 100
TULSA
OK
74120
13F HOLDINGS REPORT
028-12706
N
David M Poarch
Managing Partner
918-582-6864
David M Poarch
Tulsa
OK
11-12-2015
0
223
232337
false
INFORMATION TABLE
2
informationtable.xml
AK Steel
COM
001547108
7230
3000
SH
SOLE
0
3000
0
0
Alliance One
COM
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4076
200
SH
SOLE
0
200
0
0
American Express
COM
025816109
1139304
15369
SH
SOLE
0
15369
0
0
American Int. Group
COM
026874156
182
8
SH
SOLE
0
8
0
0
Apple
COM
037833100
1945446
17638
SH
SOLE
0
17638
0
0
Astoria Financial
COM
046265104
534359
33190
SH
SOLE
0
33190
0
0
BB&T Corporation
COM
054937107
51371
1443
SH
SOLE
0
1443
0
0
Bank of America
COM
060505104
414490
26604
SH
SOLE
0
26604
0
0
Bank of America
COM
060505153
60375
215625
SH
SOLE
0
215625
0
0
Bank of America
CONV PREF
060505682
31233
29
SH
SOLE
0
29
0
0
Barnes & Noble
COM
067774109
763015
63007
SH
SOLE
0
63007
0
0
Baylake Corp
COM
072788102
639225
45175
SH
SOLE
0
45175
0
0
Berkshire Hills Bancorp
COM
084680107
163698
5944
SH
SOLE
0
5944
0
0
Boeing
COM
097023105
2128330
16253
SH
SOLE
0
16253
0
0
CVR Partners
COM
126633106
9350
1000
SH
SOLE
0
1000
0
0
Capital Bank Financial
COM
139794101
14299
473
SH
SOLE
0
473
0
0
Caterpillar Inc
COM
149123101
1007328
15412
SH
SOLE
0
15412
0
0
Central Valley Community
COM
155685100
106843
8830
SH
SOLE
0
8830
0
0
Chevron
COM
166764100
1448316
18361
SH
SOLE
0
18361
0
0
Choiceone Financial
COM
170386106
13248
576
SH
SOLE
0
576
0
0
Citigroup
COM
172967226
224104
487183
SH
SOLE
0
487183
0
0
Citigroup
COM
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96095
1937
SH
SOLE
0
1937
0
0
Citizens Financial Group
COM
174610105
394811
16547
SH
SOLE
0
16547
0
0
Civista Bancshares
COM
178867107
331980
32772
SH
SOLE
0
32772
0
0
Coca-Cola
COM
191216100
676343
16858
SH
SOLE
0
16858
0
0
Codorus Bancorp Inc
COM
192025104
732068
36045
SH
SOLE
0
36045
0
0
DCB Financial
COM
233075100
52637
7827
SH
SOLE
0
7827
0
0
Daktronics
COM
234264109
872471
100631
SH
SOLE
0
100631
0
0
Disney
COM
254687106
1634847
15997
SH
SOLE
0
15997
0
0
du Pont
COM
263534109
797903
16554
SH
SOLE
0
16554
0
0
Eastern Virginia Banks
COM
277196101
991815
146936
SH
SOLE
0
146936
0
0
Enterprise Products
COM
293792107
3076818
123567
SH
SOLE
0
123567
0
0
EZCORP Inc
COM
302301106
19497
3160
SH
SOLE
0
3160
0
0
F.N.B. Corporation
COM
302520101
109350
8444
SH
SOLE
0
8444
0
0
Federal Agricultural Mortgage
COM
313148306
10372
400
SH
SOLE
0
400
0
0
Freddie Mac
PREF STK
313400640
592146
147300
SH
SOLE
0
147300
0
0
Fifth Third Bancorp
COM
316773100
122442
6475
SH
SOLE
0
6475
0
0
First Bancorp
COM
318910106
214317
12607
SH
SOLE
0
12607
0
0
First Bancshares
COM
318916103
973708
55736
SH
SOLE
0
55736
0
0
First Commonwealth
COM
319829107
207961
22878
SH
SOLE
0
22878
0
0
First Community
COM
319835104
768860
62105
SH
SOLE
0
62105
0
0
First Merchants
COM
320817109
506570
19320
SH
SOLE
0
19320
0
0
Ford
COM
345370860
76134
5610
SH
SOLE
0
5610
0
0
FreightCar America
COM
357023100
750390
43729
SH
SOLE
0
43729
0
0
General Electric
COM
369604103
852119
33787
SH
SOLE
0
33787
0
0
Genesis Energy
COM
371927104
3810651
99391
SH
SOLE
0
99391
0
0
HF Financial
COM
404172108
654776
40351
SH
SOLE
0
40351
0
0
Haverty Furniture
COM
419596101
1035820
44115
SH
SOLE
0
44115
0
0
Hawaiian Holdings
COM
419879101
197119
7987
SH
SOLE
0
7987
0
0
Holly Energy Partners
COM
435763107
2295141
79061
SH
SOLE
0
79061
0
0
Home Depot
COM
437076102
1871515
16205
SH
SOLE
0
16205
0
0
HopFed Bancorp
COM
439734104
297654
24908
SH
SOLE
0
24908
0
0
Independent Bank
COM
453838609
768311
52054
SH
SOLE
0
52054
0
0
Intel
COM
458140100
565668
18768
SH
SOLE
0
18768
0
0
IBM
COM
459200101
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SH
SOLE
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15580
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International Paper
COM
460146103
13793
365
SH
SOLE
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365
0
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iShares TIPS Bond
COM
464287176
180898
1634
SH
SOLE
0
1634
0
0
MSCI Emerging Markets Index
COM
464287234
249620
7615
SH
SOLE
0
7615
0
0
iShares DJ US Financial
COM
464287788
401541
4774
SH
SOLE
0
4774
0
0
Johnson & Johnson
COM
478160104
1717827
18402
SH
SOLE
0
18402
0
0
Kaiser Aluminum
COM
483007704
1318106
16425
SH
SOLE
0
16425
0
0
MDC Holdings
COM
552676108
847499
32372
SH
SOLE
0
32372
0
0
Magellan Midstream LP
COM
559080106
5982388
99524
SH
SOLE
0
99524
0
0
MarkWest Energy
COM
570759100
3880995
90445
SH
SOLE
0
90445
0
0
Martin Midstream LP
COM
573331105
1572629
64452
SH
SOLE
0
64452
0
0
Masonite Int
COM
575385109
953953
15747
SH
SOLE
0
15747
0
0
McDermott
COM
580037109
666900
155093
SH
SOLE
0
155093
0
0
McDonald's
COM
580135101
1646338
16709
SH
SOLE
0
16709
0
0
Mercantile Bank
COM
587376104
1685615
81117
SH
SOLE
0
81117
0
0
Microsoft
COM
594918104
804556
18178
SH
SOLE
0
18178
0
0
MidWest One Financial
COM
598511103
254533
8699
SH
SOLE
0
8699
0
0
Newmont Mining
COM
651639106
3
0
SH
SOLE
0
0
0
0
Nike
COM
654106103
1889680
15367
SH
SOLE
0
15367
0
0
OM Group
COM
670872100
128863
3918
SH
SOLE
0
3918
0
0
Old National Bancorp
COM
680033107
1101410
79067
SH
SOLE
0
79067
0
0
Olin Corp
COM
680665205
904909
53832
SH
SOLE
0
53832
0
0
ONEOK Inc
COM
682680103
3853922
119687
SH
SOLE
0
119687
0
0
Peoples Bancorp of NC
COM
710577107
677968
38741
SH
SOLE
0
38741
0
0
PetroQuest
CONV PREF
716748207
1323569
77857
SH
SOLE
0
77857
0
0
Pfizer
COM
717081103
711908
22665
SH
SOLE
0
22665
0
0
Plains All American Pipeline
COM
726503105
533868
17573
SH
SOLE
0
17573
0
0
Procter & Gamble
COM
742718109
1253986
17431
SH
SOLE
0
17431
0
0
RAIT Financial Trust
COM
749227609
242048
48800
SH
SOLE
0
48800
0
0
Rice Midstream Partners
COM
762819100
3343560
251018
SH
SOLE
0
251018
0
0
Rofin-Sinar Technologies
COM
775043102
888232
34255
SH
SOLE
0
34255
0
0
Rose Rock Midstream
COM
777149105
2238249
91958
SH
SOLE
0
91958
0
0
SM Energy
COM
792228108
16180
505
SH
SOLE
0
505
0
0
Schwab Short-Term U.S. Treasury
COM
808524862
35228
693
SH
SOLE
0
693
0
0
Shell Midstream Partners
COM
822634101
2647788
89969
SH
SOLE
0
89969
0
0
Southeastern Bank Financial
COM
841584105
656858
20211
SH
SOLE
0
20211
0
0
Southern First Bancshares
COM
842873101
1436451
70105
SH
SOLE
0
70105
0
0
Southwest Bancorp
COM
844767103
11487
700
SH
SOLE
0
700
0
0
Southwestern Energy
COM
845467109
15291
1205
SH
SOLE
0
1205
0
0
Spartan Motors
COM
846819100
824757
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SH
SOLE
0
199699
0
0
SunPower
COM
867652406
4729
236
SH
SOLE
0
236
0
0
SunTrust Banks
COM
867914103
363321
9501
SH
SOLE
0
9501
0
0
Superior Industries
COM
868168105
1037463
55539
SH
SOLE
0
55539
0
0
SUPERVALU
COM
868536103
18668
2600
SH
SOLE
0
2600
0
0
Timberland Bancorp
COM
887098101
423131
38855
SH
SOLE
0
38855
0
0
Toll Brothers
COM
889478103
6848
200
SH
SOLE
0
200
0
0
Umpqua Holdings
COM
904214103
17930
1100
SH
SOLE
0
1100
0
0
Unisys
COM
909214306
547936
46045
SH
SOLE
0
46045
0
0
United Bancshares
COM
909458101
501818
31986
SH
SOLE
0
31986
0
0
United Technologies
COM
913017109
1380947
15518
SH
SOLE
0
15518
0
0
Wal-Mart
COM
931142103
1037310
15998
SH
SOLE
0
15998
0
0
Western Gas Partners
COM
958254104
309012
6600
SH
SOLE
0
6600
0
0
Whiting Petroleum
COM
966387102
2291
150
SH
SOLE
0
150
0
0
Williams Companies
COM
969457100
8339619
226313
SH
SOLE
0
226313
0
0
Yadkin Financial
COM
984305102
521369
24261
SH
SOLE
0
24261
0
0
Zions Bancorp
COM
989701107
397017
14416
SH
SOLE
0
14416
0
0
First Savings Financial Group
COM
33621e109
10880
320
SH
SOLE
0
320
0
0
Travelers
COM
89417e109
1544108
15514
SH
SOLE
0
15514
0
0
JP Morgan
COM
46634e114
3982
200
SH
SOLE
0
200
0
0
AK Steel Corporation
CONV BOND
001546ap5
1827569
2590000
SH
SOLE
0
2590000
0
0
A T & T
COM
00206r102
214474
6583
SH
SOLE
0
6583
0
0
A E S
CONV PREF
00808n202
20344
410
SH
SOLE
0
410
0
0
Alaska Communications
COM
01167p101
1287063
587700
SH
SOLE
0
587700
0
0
Alaska Communications
CONV BOND
01167pae1
4415513
4410000
SH
SOLE
0
4410000
0
0
Alliance Holding GP
COM
01861g100
3980899
128582
SH
SOLE
0
128582
0
0
Alliance Resource LP
COM
01877r108
105735
4750
SH
SOLE
0
4750
0
0
American Airlines Group
COM
02376R102
1097724
28270
SH
SOLE
0
28270
0
0
AmeriServ Financial
COM
03074a102
609613
188152
SH
SOLE
0
188152
0
0
Arcbest Corp
COM
03937c105
778438
30207
SH
SOLE
0
30207
0
0
Archrock Partners
COM
03957u100
1336268
81331
SH
SOLE
0
81331
0
0
Atlas Air Worldwide Holdings
CONV BOND
049164BH8
1391166
1730000
SH
SOLE
0
1730000
0
0
Atlas Energy Group
COM
04929q102
161946
72621
SH
SOLE
0
72621
0
0
BNC Bancorp
COM
05566t101
26676
1200
SH
SOLE
0
1200
0
0
Banc of California
COM
05990k106
2060896
167962
SH
SOLE
0
167962
0
0
Banner Corp
COM
06652v208
9568
200
SH
SOLE
0
200
0
0
Blucora Inc
CONV BOND
095229AB6
2071489
2185000
SH
SOLE
0
2185000
0
0
Broadsoft Inc
CONV BOND
11133BAB8
2358236
2300000
SH
SOLE
0
2300000
0
0
Cal Dive International
CONV BOND
12802TAB7
22750
4550000
SH
SOLE
0
4550000
0
0
Centrus Energy
COM
15643u104
2861
938
SH
SOLE
0
938
0
0
Centrus Energy Corp
CONV BOND
15643uaa2
384124
1280415
SH
SOLE
0
1280415
0
0
Cenveo
COM
15670s105
105938
56350
SH
SOLE
0
56350
0
0
Cenveo Corp
CONV BOND
15671BAG6
1689975
1827000
SH
SOLE
0
1827000
0
0
Cenveo Corp
CONV BOND
15671BAJ0
806785
890000
SH
SOLE
0
890000
0
0
Cisco Systems
COM
17275r102
423544
16135
SH
SOLE
0
16135
0
0
Communications Sales & Leasing
COM
20341j104
585688
32720
SH
SOLE
0
32720
0
0
DR Horton
COM
23331a109
7340
250
SH
SOLE
0
250
0
0
Doral Financial
PREF STK
25811p209
180
1500
SH
SOLE
0
1500
0
0
Doral Financial
PREF STK
25811p407
80
1000
SH
SOLE
0
1000
0
0
EOG Resources
COM
26875p101
18564
255
SH
SOLE
0
255
0
0
Emerge Energy
COM
29102H108
598630
88424
SH
SOLE
0
88424
0
0
Energy Transfer Partners
COM
29273R109
249952
6086
SH
SOLE
0
6086
0
0
Energy Transfer Equity
COM
29273v100
277023
13312
SH
SOLE
0
13312
0
0
Energy XXI
CONV PREF
29274u309
67500
4500
SH
SOLE
0
4500
0
0
EnLink Midstream LLC
COM
29336t100
1025455
56097
SH
SOLE
0
56097
0
0
EnLink Partners LP
COM
29336u107
3767050
239026
SH
SOLE
0
239026
0
0
EZCorp Inc
CONV BOND
302301AB2
2612325
3660000
SH
SOLE
0
3660000
0
0
Exxon Mobil
COM
30231g102
1537112
20674
SH
SOLE
0
20674
0
0
1st Constitution Bancorp.
COM
31986n102
115191
9905
SH
SOLE
0
9905
0
0
First Niagara Financial
COM
33582v108
1838
180
SH
SOLE
0
180
0
0
First Republic Bank
COM
33616c100
4268
68
SH
SOLE
0
68
0
0
General Cable Corp
CONV BOND
369300al2
1435423
2420000
SH
SOLE
0
2420000
0
0
Goldman Sachs
COM
38141g104
2678163
15413
SH
SOLE
0
15413
0
0
Gulf Coast Royalty
COM
40222t104
31465
108500
SH
SOLE
0
108500
0
0
HMN Financial
COM
40424g108
549718
47760
SH
SOLE
0
47760
0
0
Horsehead Holding
CONV BOND
440694AB3
1593314
2465000
SH
SOLE
0
2465000
0
0
Iridium Communications
COM
46269c102
672687
109380
SH
SOLE
0
109380
0
0
Iridium Communications
CONV PREF
46269c508
1368452
20535
SH
SOLE
0
20535
0
0
JPMorgan
COM
46625h100
1202206
19718
SH
SOLE
0
19718
0
0
Jefferies Group
CONV BOND
472319ag7
1454592
1422000
SH
SOLE
0
1422000
0
0
KB HOME
CONV BOND
48666KAS8
2284381
2460000
SH
SOLE
0
2460000
0
0
Kimball Electronics
COM
49428j109
1125953
94380
SH
SOLE
0
94380
0
0
Kinder Morgan
COM
49456b101
4750157
171610
SH
SOLE
0
171610
0
0
Kinder Morgan
COM
49456b119
61769
67140
SH
SOLE
0
67140
0
0
MPLX LP
COM
55336v100
27702
725
SH
SOLE
0
725
0
0
MainSource Financial
COM
56062y102
407977
20038
SH
SOLE
0
20038
0
0
Merck
COM
58933y105
953029
19296
SH
SOLE
0
19296
0
0
Meritage Homes
COM
59001a102
3652
100
SH
SOLE
0
100
0
0
MutualFirst Financial
COM
62845b104
750610
32077
SH
SOLE
0
32077
0
0
NGL Energy Partners
COM
62913M107
7394875
370299
SH
SOLE
0
370299
0
0
Navistar Intl
CONV BOND
63934eaq1
1796667
2455000
SH
SOLE
0
2455000
0
0
NewBridge Bancorp
COM
65080t102
586463
68753
SH
SOLE
0
68753
0
0
Newmont Mining
CONV BOND
651639AJ5
2041103
2050000
SH
SOLE
0
2050000
0
0
ONEOK Partners
COM
68268N103
14630
500
SH
SOLE
0
500
0
0
Pacific Premier Bancorp
COM
69478x105
16256
800
SH
SOLE
0
800
0
0
Park Sterling Corp
COM
70086y105
1115
164
SH
SOLE
0
164
0
0
Peoples Financial
COM
71103b102
497009
51238
SH
SOLE
0
51238
0
0
Plains GP Holdings
COM
72651a108
2691885
153822
SH
SOLE
0
153822
0
0
Premier Financial Bancorp
COM
74050m105
838962
58916
SH
SOLE
0
58916
0
0
Prospect Capital Corp
CONV BOND
74348TAK8
2278932
2279000
SH
SOLE
0
2279000
0
0
QCR Holdings
COM
74727a104
2753746
125914
SH
SOLE
0
125914
0
0
QEP Resources
COM
74733v100
333549
26620
SH
SOLE
0
26620
0
0
Quidel Corp
CONV BOND
74838JAA9
1803340
1945000
SH
SOLE
0
1945000
0
0
RAIT Financial
CONV BOND
749227aa2
3163753
3315000
SH
SOLE
0
3315000
0
0
RAIT Financial
CONV BOND
749227AB0
641712
775000
SH
SOLE
0
775000
0
0
Rent-A-Center
COM
76009n100
871181
35925
SH
SOLE
0
35925
0
0
SB Financial
COM
78408d105
1421404
138403
SH
SOLE
0
138403
0
0
SPDR S&P 600 Small Cap
COM
78464a300
478166
5063
SH
SOLE
0
5063
0
0
SPDR DJIA
COM
78467x109
7624965
46888
SH
SOLE
0
46888
0
0
SandRidge Energy
COM
80007p307
76140
281999
SH
SOLE
0
281999
0
0
Sandridge Energy
CONV PREF
80007p604
216589
36710
SH
SOLE
0
36710
0
0
Summit Financial
COM
86606g101
1158086
98393
SH
SOLE
0
98393
0
0
Targa Resources
COM
87611x105
2490788
85771
SH
SOLE
0
85771
0
0
Targa Resources Corp
COM
87612g101
836469
16236
SH
SOLE
0
16236
0
0
Tesoro Logistics
COM
88160T107
2204100
48980
SH
SOLE
0
48980
0
0
3M Co.
COM
88579y101
2230190
15731
SH
SOLE
0
15731
0
0
Titan Machinery
CONV BOND
88830RAB7
2208897
2876000
SH
SOLE
0
2876000
0
0
Transmontaigne Partners
COM
89376v100
44200
1625
SH
SOLE
0
1625
0
0
United Community Banks
COM
90984p303
437620
21410
SH
SOLE
0
21410
0
0
UnitedHealth Group
COM
91324p102
1821937
15705
SH
SOLE
0
15705
0
0
Verizon Communications
COM
92343v104
818206
18805
SH
SOLE
0
18805
0
0
Visa
COM
92826c839
1068375
15337
SH
SOLE
0
15337
0
0
Williams Partners
COM
96950f104
33835
1060
SH
SOLE
0
1060
0
0
Windstream Holdings
COM
97382a101
142473
23204
SH
SOLE
0
23204
0
0
WPX Energy
COM
98212b103
30648
4630
SH
SOLE
0
4630
0
0
Xerium Technologies
COM
98416j118
463392
35700
SH
SOLE
0
35700
0
0
Aircastle LTD
COM
g0129k104
1535363
74496
SH
SOLE
0
74496
0
0
Energy XXI
COM
g10082140
14280
13600
SH
SOLE
0
13600
0
0
Bunge
CONV PREF
g16962204
2499862
25475
SH
SOLE
0
25475
0
0
C & J Energy Services
COM
g3164q101
184314
52362
SH
SOLE
0
52362
0
0
Capital Product Partners
COM
mhy110821
21560
3500
SH
SOLE
0
3500
0
0
Genco Shipping
COM
y2685t115
698166
178559
SH
SOLE
0
178559
0
0
Genco Shipping
COM
y2685t123
884
2155
SH
SOLE
0
2155
0
0
Navios Maritime Holdings
COM
y62196103
637938
256200
SH
SOLE
0
256200
0
0
Navios Maritime Partners
COM
y62267102
2088133
286438
SH
SOLE
0
286438
0
0
Teekay LNG Partners
COM
y8564m105
2457086
102721
SH
SOLE
0
102721
0
0
Teekay Inc
COM
y8564w103
3120796
105290
SH
SOLE
0
105290
0
0
Teekay Offshore Partners
COM
y8565j101
68453
4757
SH
SOLE
0
4757
0
0
Teekay Tankers
COM
y8565n102
69000
10000
SH
SOLE
0
10000
0
0
VTTI Energy Partners
COM
y9384m101
3290402
168135
SH
SOLE
0
168135
0
0
Ariad Pharmaceuticals
COM
04033a100
5840
1000
SH
SOLE
0
1000
0
0