0001411784-15-000008.txt : 20151113 0001411784-15-000008.hdr.sgml : 20151113 20151113152935 ACCESSION NUMBER: 0001411784-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle Holdings, LLC CENTRAL INDEX KEY: 0001411784 IRS NUMBER: 204065035 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12706 FILM NUMBER: 151228911 BUSINESS ADDRESS: STREET 1: 233 SOUTH DETROIT AVENUE STREET 2: SUITE 100 CITY: TULSA STATE: OK ZIP: 74120 BUSINESS PHONE: 918-582-6864 MAIL ADDRESS: STREET 1: 233 SOUTH DETROIT AVENUE STREET 2: SUITE 100 CITY: TULSA STATE: OK ZIP: 74120 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001411784 XXXXXXXX 09-30-2015 09-30-2015 Pinnacle Holdings, LLC
233 SOUTH DETROIT AVENUE SUITE 100 TULSA OK 74120
13F HOLDINGS REPORT 028-12706 N
David M Poarch Managing Partner 918-582-6864 David M Poarch Tulsa OK 11-12-2015 0 223 232337 false
INFORMATION TABLE 2 informationtable.xml AK Steel COM 001547108 7230 3000 SH SOLE 0 3000 0 0 Alliance One COM 018772103 4076 200 SH SOLE 0 200 0 0 American Express COM 025816109 1139304 15369 SH SOLE 0 15369 0 0 American Int. Group COM 026874156 182 8 SH SOLE 0 8 0 0 Apple COM 037833100 1945446 17638 SH SOLE 0 17638 0 0 Astoria Financial COM 046265104 534359 33190 SH SOLE 0 33190 0 0 BB&T Corporation COM 054937107 51371 1443 SH SOLE 0 1443 0 0 Bank of America COM 060505104 414490 26604 SH SOLE 0 26604 0 0 Bank of America COM 060505153 60375 215625 SH SOLE 0 215625 0 0 Bank of America CONV PREF 060505682 31233 29 SH SOLE 0 29 0 0 Barnes & Noble COM 067774109 763015 63007 SH SOLE 0 63007 0 0 Baylake Corp COM 072788102 639225 45175 SH SOLE 0 45175 0 0 Berkshire Hills Bancorp COM 084680107 163698 5944 SH SOLE 0 5944 0 0 Boeing COM 097023105 2128330 16253 SH SOLE 0 16253 0 0 CVR Partners COM 126633106 9350 1000 SH SOLE 0 1000 0 0 Capital Bank Financial COM 139794101 14299 473 SH SOLE 0 473 0 0 Caterpillar Inc COM 149123101 1007328 15412 SH SOLE 0 15412 0 0 Central Valley Community COM 155685100 106843 8830 SH SOLE 0 8830 0 0 Chevron COM 166764100 1448316 18361 SH SOLE 0 18361 0 0 Choiceone Financial COM 170386106 13248 576 SH SOLE 0 576 0 0 Citigroup COM 172967226 224104 487183 SH SOLE 0 487183 0 0 Citigroup COM 172967424 96095 1937 SH SOLE 0 1937 0 0 Citizens Financial Group COM 174610105 394811 16547 SH SOLE 0 16547 0 0 Civista Bancshares COM 178867107 331980 32772 SH SOLE 0 32772 0 0 Coca-Cola COM 191216100 676343 16858 SH SOLE 0 16858 0 0 Codorus Bancorp Inc COM 192025104 732068 36045 SH SOLE 0 36045 0 0 DCB Financial COM 233075100 52637 7827 SH SOLE 0 7827 0 0 Daktronics COM 234264109 872471 100631 SH SOLE 0 100631 0 0 Disney COM 254687106 1634847 15997 SH SOLE 0 15997 0 0 du Pont COM 263534109 797903 16554 SH SOLE 0 16554 0 0 Eastern Virginia Banks COM 277196101 991815 146936 SH SOLE 0 146936 0 0 Enterprise Products COM 293792107 3076818 123567 SH SOLE 0 123567 0 0 EZCORP Inc COM 302301106 19497 3160 SH SOLE 0 3160 0 0 F.N.B. Corporation COM 302520101 109350 8444 SH SOLE 0 8444 0 0 Federal Agricultural Mortgage COM 313148306 10372 400 SH SOLE 0 400 0 0 Freddie Mac PREF STK 313400640 592146 147300 SH SOLE 0 147300 0 0 Fifth Third Bancorp COM 316773100 122442 6475 SH SOLE 0 6475 0 0 First Bancorp COM 318910106 214317 12607 SH SOLE 0 12607 0 0 First Bancshares COM 318916103 973708 55736 SH SOLE 0 55736 0 0 First Commonwealth COM 319829107 207961 22878 SH SOLE 0 22878 0 0 First Community COM 319835104 768860 62105 SH SOLE 0 62105 0 0 First Merchants COM 320817109 506570 19320 SH SOLE 0 19320 0 0 Ford COM 345370860 76134 5610 SH SOLE 0 5610 0 0 FreightCar America COM 357023100 750390 43729 SH SOLE 0 43729 0 0 General Electric COM 369604103 852119 33787 SH SOLE 0 33787 0 0 Genesis Energy COM 371927104 3810651 99391 SH SOLE 0 99391 0 0 HF Financial COM 404172108 654776 40351 SH SOLE 0 40351 0 0 Haverty Furniture COM 419596101 1035820 44115 SH SOLE 0 44115 0 0 Hawaiian Holdings COM 419879101 197119 7987 SH SOLE 0 7987 0 0 Holly Energy Partners COM 435763107 2295141 79061 SH SOLE 0 79061 0 0 Home Depot COM 437076102 1871515 16205 SH SOLE 0 16205 0 0 HopFed Bancorp COM 439734104 297654 24908 SH SOLE 0 24908 0 0 Independent Bank COM 453838609 768311 52054 SH SOLE 0 52054 0 0 Intel COM 458140100 565668 18768 SH SOLE 0 18768 0 0 IBM COM 459200101 2258633 15580 SH SOLE 0 15580 0 0 International Paper COM 460146103 13793 365 SH SOLE 0 365 0 0 iShares TIPS Bond COM 464287176 180898 1634 SH SOLE 0 1634 0 0 MSCI Emerging Markets Index COM 464287234 249620 7615 SH SOLE 0 7615 0 0 iShares DJ US Financial COM 464287788 401541 4774 SH SOLE 0 4774 0 0 Johnson & Johnson COM 478160104 1717827 18402 SH SOLE 0 18402 0 0 Kaiser Aluminum COM 483007704 1318106 16425 SH SOLE 0 16425 0 0 MDC Holdings COM 552676108 847499 32372 SH SOLE 0 32372 0 0 Magellan Midstream LP COM 559080106 5982388 99524 SH SOLE 0 99524 0 0 MarkWest Energy COM 570759100 3880995 90445 SH SOLE 0 90445 0 0 Martin Midstream LP COM 573331105 1572629 64452 SH SOLE 0 64452 0 0 Masonite Int COM 575385109 953953 15747 SH SOLE 0 15747 0 0 McDermott COM 580037109 666900 155093 SH SOLE 0 155093 0 0 McDonald's COM 580135101 1646338 16709 SH SOLE 0 16709 0 0 Mercantile Bank COM 587376104 1685615 81117 SH SOLE 0 81117 0 0 Microsoft COM 594918104 804556 18178 SH SOLE 0 18178 0 0 MidWest One Financial COM 598511103 254533 8699 SH SOLE 0 8699 0 0 Newmont Mining COM 651639106 3 0 SH SOLE 0 0 0 0 Nike COM 654106103 1889680 15367 SH SOLE 0 15367 0 0 OM Group COM 670872100 128863 3918 SH SOLE 0 3918 0 0 Old National Bancorp COM 680033107 1101410 79067 SH SOLE 0 79067 0 0 Olin Corp COM 680665205 904909 53832 SH SOLE 0 53832 0 0 ONEOK Inc COM 682680103 3853922 119687 SH SOLE 0 119687 0 0 Peoples Bancorp of NC COM 710577107 677968 38741 SH SOLE 0 38741 0 0 PetroQuest CONV PREF 716748207 1323569 77857 SH SOLE 0 77857 0 0 Pfizer COM 717081103 711908 22665 SH SOLE 0 22665 0 0 Plains All American Pipeline COM 726503105 533868 17573 SH SOLE 0 17573 0 0 Procter & Gamble COM 742718109 1253986 17431 SH SOLE 0 17431 0 0 RAIT Financial Trust COM 749227609 242048 48800 SH SOLE 0 48800 0 0 Rice Midstream Partners COM 762819100 3343560 251018 SH SOLE 0 251018 0 0 Rofin-Sinar Technologies COM 775043102 888232 34255 SH SOLE 0 34255 0 0 Rose Rock Midstream COM 777149105 2238249 91958 SH SOLE 0 91958 0 0 SM Energy COM 792228108 16180 505 SH SOLE 0 505 0 0 Schwab Short-Term U.S. Treasury COM 808524862 35228 693 SH SOLE 0 693 0 0 Shell Midstream Partners COM 822634101 2647788 89969 SH SOLE 0 89969 0 0 Southeastern Bank Financial COM 841584105 656858 20211 SH SOLE 0 20211 0 0 Southern First Bancshares COM 842873101 1436451 70105 SH SOLE 0 70105 0 0 Southwest Bancorp COM 844767103 11487 700 SH SOLE 0 700 0 0 Southwestern Energy COM 845467109 15291 1205 SH SOLE 0 1205 0 0 Spartan Motors COM 846819100 824757 199699 SH SOLE 0 199699 0 0 SunPower COM 867652406 4729 236 SH SOLE 0 236 0 0 SunTrust Banks COM 867914103 363321 9501 SH SOLE 0 9501 0 0 Superior Industries COM 868168105 1037463 55539 SH SOLE 0 55539 0 0 SUPERVALU COM 868536103 18668 2600 SH SOLE 0 2600 0 0 Timberland Bancorp COM 887098101 423131 38855 SH SOLE 0 38855 0 0 Toll Brothers COM 889478103 6848 200 SH SOLE 0 200 0 0 Umpqua Holdings COM 904214103 17930 1100 SH SOLE 0 1100 0 0 Unisys COM 909214306 547936 46045 SH SOLE 0 46045 0 0 United Bancshares COM 909458101 501818 31986 SH SOLE 0 31986 0 0 United Technologies COM 913017109 1380947 15518 SH SOLE 0 15518 0 0 Wal-Mart COM 931142103 1037310 15998 SH SOLE 0 15998 0 0 Western Gas Partners COM 958254104 309012 6600 SH SOLE 0 6600 0 0 Whiting Petroleum COM 966387102 2291 150 SH SOLE 0 150 0 0 Williams Companies COM 969457100 8339619 226313 SH SOLE 0 226313 0 0 Yadkin Financial COM 984305102 521369 24261 SH SOLE 0 24261 0 0 Zions Bancorp COM 989701107 397017 14416 SH SOLE 0 14416 0 0 First Savings Financial Group COM 33621e109 10880 320 SH SOLE 0 320 0 0 Travelers COM 89417e109 1544108 15514 SH SOLE 0 15514 0 0 JP Morgan COM 46634e114 3982 200 SH SOLE 0 200 0 0 AK Steel Corporation CONV BOND 001546ap5 1827569 2590000 SH SOLE 0 2590000 0 0 A T & T COM 00206r102 214474 6583 SH SOLE 0 6583 0 0 A E S CONV PREF 00808n202 20344 410 SH SOLE 0 410 0 0 Alaska Communications COM 01167p101 1287063 587700 SH SOLE 0 587700 0 0 Alaska Communications CONV BOND 01167pae1 4415513 4410000 SH SOLE 0 4410000 0 0 Alliance Holding GP COM 01861g100 3980899 128582 SH SOLE 0 128582 0 0 Alliance Resource LP COM 01877r108 105735 4750 SH SOLE 0 4750 0 0 American Airlines Group COM 02376R102 1097724 28270 SH SOLE 0 28270 0 0 AmeriServ Financial COM 03074a102 609613 188152 SH SOLE 0 188152 0 0 Arcbest Corp COM 03937c105 778438 30207 SH SOLE 0 30207 0 0 Archrock Partners COM 03957u100 1336268 81331 SH SOLE 0 81331 0 0 Atlas Air Worldwide Holdings CONV BOND 049164BH8 1391166 1730000 SH SOLE 0 1730000 0 0 Atlas Energy Group COM 04929q102 161946 72621 SH SOLE 0 72621 0 0 BNC Bancorp COM 05566t101 26676 1200 SH SOLE 0 1200 0 0 Banc of California COM 05990k106 2060896 167962 SH SOLE 0 167962 0 0 Banner Corp COM 06652v208 9568 200 SH SOLE 0 200 0 0 Blucora Inc CONV BOND 095229AB6 2071489 2185000 SH SOLE 0 2185000 0 0 Broadsoft Inc CONV BOND 11133BAB8 2358236 2300000 SH SOLE 0 2300000 0 0 Cal Dive International CONV BOND 12802TAB7 22750 4550000 SH SOLE 0 4550000 0 0 Centrus Energy COM 15643u104 2861 938 SH SOLE 0 938 0 0 Centrus Energy Corp CONV BOND 15643uaa2 384124 1280415 SH SOLE 0 1280415 0 0 Cenveo COM 15670s105 105938 56350 SH SOLE 0 56350 0 0 Cenveo Corp CONV BOND 15671BAG6 1689975 1827000 SH SOLE 0 1827000 0 0 Cenveo Corp CONV BOND 15671BAJ0 806785 890000 SH SOLE 0 890000 0 0 Cisco Systems COM 17275r102 423544 16135 SH SOLE 0 16135 0 0 Communications Sales & Leasing COM 20341j104 585688 32720 SH SOLE 0 32720 0 0 DR Horton COM 23331a109 7340 250 SH SOLE 0 250 0 0 Doral Financial PREF STK 25811p209 180 1500 SH SOLE 0 1500 0 0 Doral Financial PREF STK 25811p407 80 1000 SH SOLE 0 1000 0 0 EOG Resources COM 26875p101 18564 255 SH SOLE 0 255 0 0 Emerge Energy COM 29102H108 598630 88424 SH SOLE 0 88424 0 0 Energy Transfer Partners COM 29273R109 249952 6086 SH SOLE 0 6086 0 0 Energy Transfer Equity COM 29273v100 277023 13312 SH SOLE 0 13312 0 0 Energy XXI CONV PREF 29274u309 67500 4500 SH SOLE 0 4500 0 0 EnLink Midstream LLC COM 29336t100 1025455 56097 SH SOLE 0 56097 0 0 EnLink Partners LP COM 29336u107 3767050 239026 SH SOLE 0 239026 0 0 EZCorp Inc CONV BOND 302301AB2 2612325 3660000 SH SOLE 0 3660000 0 0 Exxon Mobil COM 30231g102 1537112 20674 SH SOLE 0 20674 0 0 1st Constitution Bancorp. COM 31986n102 115191 9905 SH SOLE 0 9905 0 0 First Niagara Financial COM 33582v108 1838 180 SH SOLE 0 180 0 0 First Republic Bank COM 33616c100 4268 68 SH SOLE 0 68 0 0 General Cable Corp CONV BOND 369300al2 1435423 2420000 SH SOLE 0 2420000 0 0 Goldman Sachs COM 38141g104 2678163 15413 SH SOLE 0 15413 0 0 Gulf Coast Royalty COM 40222t104 31465 108500 SH SOLE 0 108500 0 0 HMN Financial COM 40424g108 549718 47760 SH SOLE 0 47760 0 0 Horsehead Holding CONV BOND 440694AB3 1593314 2465000 SH SOLE 0 2465000 0 0 Iridium Communications COM 46269c102 672687 109380 SH SOLE 0 109380 0 0 Iridium Communications CONV PREF 46269c508 1368452 20535 SH SOLE 0 20535 0 0 JPMorgan COM 46625h100 1202206 19718 SH SOLE 0 19718 0 0 Jefferies Group CONV BOND 472319ag7 1454592 1422000 SH SOLE 0 1422000 0 0 KB HOME CONV BOND 48666KAS8 2284381 2460000 SH SOLE 0 2460000 0 0 Kimball Electronics COM 49428j109 1125953 94380 SH SOLE 0 94380 0 0 Kinder Morgan COM 49456b101 4750157 171610 SH SOLE 0 171610 0 0 Kinder Morgan COM 49456b119 61769 67140 SH SOLE 0 67140 0 0 MPLX LP COM 55336v100 27702 725 SH SOLE 0 725 0 0 MainSource Financial COM 56062y102 407977 20038 SH SOLE 0 20038 0 0 Merck COM 58933y105 953029 19296 SH SOLE 0 19296 0 0 Meritage Homes COM 59001a102 3652 100 SH SOLE 0 100 0 0 MutualFirst Financial COM 62845b104 750610 32077 SH SOLE 0 32077 0 0 NGL Energy Partners COM 62913M107 7394875 370299 SH SOLE 0 370299 0 0 Navistar Intl CONV BOND 63934eaq1 1796667 2455000 SH SOLE 0 2455000 0 0 NewBridge Bancorp COM 65080t102 586463 68753 SH SOLE 0 68753 0 0 Newmont Mining CONV BOND 651639AJ5 2041103 2050000 SH SOLE 0 2050000 0 0 ONEOK Partners COM 68268N103 14630 500 SH SOLE 0 500 0 0 Pacific Premier Bancorp COM 69478x105 16256 800 SH SOLE 0 800 0 0 Park Sterling Corp COM 70086y105 1115 164 SH SOLE 0 164 0 0 Peoples Financial COM 71103b102 497009 51238 SH SOLE 0 51238 0 0 Plains GP Holdings COM 72651a108 2691885 153822 SH SOLE 0 153822 0 0 Premier Financial Bancorp COM 74050m105 838962 58916 SH SOLE 0 58916 0 0 Prospect Capital Corp CONV BOND 74348TAK8 2278932 2279000 SH SOLE 0 2279000 0 0 QCR Holdings COM 74727a104 2753746 125914 SH SOLE 0 125914 0 0 QEP Resources COM 74733v100 333549 26620 SH SOLE 0 26620 0 0 Quidel Corp CONV BOND 74838JAA9 1803340 1945000 SH SOLE 0 1945000 0 0 RAIT Financial CONV BOND 749227aa2 3163753 3315000 SH SOLE 0 3315000 0 0 RAIT Financial CONV BOND 749227AB0 641712 775000 SH SOLE 0 775000 0 0 Rent-A-Center COM 76009n100 871181 35925 SH SOLE 0 35925 0 0 SB Financial COM 78408d105 1421404 138403 SH SOLE 0 138403 0 0 SPDR S&P 600 Small Cap COM 78464a300 478166 5063 SH SOLE 0 5063 0 0 SPDR DJIA COM 78467x109 7624965 46888 SH SOLE 0 46888 0 0 SandRidge Energy COM 80007p307 76140 281999 SH SOLE 0 281999 0 0 Sandridge Energy CONV PREF 80007p604 216589 36710 SH SOLE 0 36710 0 0 Summit Financial COM 86606g101 1158086 98393 SH SOLE 0 98393 0 0 Targa Resources COM 87611x105 2490788 85771 SH SOLE 0 85771 0 0 Targa Resources Corp COM 87612g101 836469 16236 SH SOLE 0 16236 0 0 Tesoro Logistics COM 88160T107 2204100 48980 SH SOLE 0 48980 0 0 3M Co. COM 88579y101 2230190 15731 SH SOLE 0 15731 0 0 Titan Machinery CONV BOND 88830RAB7 2208897 2876000 SH SOLE 0 2876000 0 0 Transmontaigne Partners COM 89376v100 44200 1625 SH SOLE 0 1625 0 0 United Community Banks COM 90984p303 437620 21410 SH SOLE 0 21410 0 0 UnitedHealth Group COM 91324p102 1821937 15705 SH SOLE 0 15705 0 0 Verizon Communications COM 92343v104 818206 18805 SH SOLE 0 18805 0 0 Visa COM 92826c839 1068375 15337 SH SOLE 0 15337 0 0 Williams Partners COM 96950f104 33835 1060 SH SOLE 0 1060 0 0 Windstream Holdings COM 97382a101 142473 23204 SH SOLE 0 23204 0 0 WPX Energy COM 98212b103 30648 4630 SH SOLE 0 4630 0 0 Xerium Technologies COM 98416j118 463392 35700 SH SOLE 0 35700 0 0 Aircastle LTD COM g0129k104 1535363 74496 SH SOLE 0 74496 0 0 Energy XXI COM g10082140 14280 13600 SH SOLE 0 13600 0 0 Bunge CONV PREF g16962204 2499862 25475 SH SOLE 0 25475 0 0 C & J Energy Services COM g3164q101 184314 52362 SH SOLE 0 52362 0 0 Capital Product Partners COM mhy110821 21560 3500 SH SOLE 0 3500 0 0 Genco Shipping COM y2685t115 698166 178559 SH SOLE 0 178559 0 0 Genco Shipping COM y2685t123 884 2155 SH SOLE 0 2155 0 0 Navios Maritime Holdings COM y62196103 637938 256200 SH SOLE 0 256200 0 0 Navios Maritime Partners COM y62267102 2088133 286438 SH SOLE 0 286438 0 0 Teekay LNG Partners COM y8564m105 2457086 102721 SH SOLE 0 102721 0 0 Teekay Inc COM y8564w103 3120796 105290 SH SOLE 0 105290 0 0 Teekay Offshore Partners COM y8565j101 68453 4757 SH SOLE 0 4757 0 0 Teekay Tankers COM y8565n102 69000 10000 SH SOLE 0 10000 0 0 VTTI Energy Partners COM y9384m101 3290402 168135 SH SOLE 0 168135 0 0 Ariad Pharmaceuticals COM 04033a100 5840 1000 SH SOLE 0 1000 0 0