0000912282-24-000494.txt : 20240614
0000912282-24-000494.hdr.sgml : 20240614
20240614120637
ACCESSION NUMBER: 0000912282-24-000494
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240614
FILED AS OF DATE: 20240614
DATE AS OF CHANGE: 20240614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans Daron
CENTRAL INDEX KEY: 0001411726
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39683
FILM NUMBER: 241043715
MAIL ADDRESS:
STREET 1: C/O NEPHROS, INC.
STREET 2: 380 LACKAWANNA PLACE
CITY: SOUTH ORANGE
STATE: NJ
ZIP: 07079
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rezolute, Inc.
CENTRAL INDEX KEY: 0001509261
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 273440894
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 275 SHORELINE DRIVE, SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
BUSINESS PHONE: 650-206-4507
MAIL ADDRESS:
STREET 1: 275 SHORELINE DRIVE, SUITE 500
CITY: REDWOOD CITY
STATE: CA
ZIP: 94065
FORMER COMPANY:
FORMER CONFORMED NAME: AntriaBio, Inc.
DATE OF NAME CHANGE: 20130114
FORMER COMPANY:
FORMER CONFORMED NAME: FITS MY STYLE INC
DATE OF NAME CHANGE: 20110104
4
1
form4.xml
X0508
4
2024-06-14
0001509261
Rezolute, Inc.
RZLT
0001411726
Evans Daron
C/O REZOLUTE, INC.
275 SHORELINE DRIVE, SUITE 500
REDWOOD CITY
CA
94065
true
CFO
false
Common Shares
2024-06-14
4
P
0
40000
4.0392
A
40000
I
Held by PoC Capital, LLC
Common Shares
20000
I
Held by spouse
Common Shares
13000
I
Held by minor child #1
Common Shares
4500
I
Held by minor child #2
Common Shares
4500
I
Held by minor child #3
Common Shares
121351
D
The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.85 to $4.25, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
/s/ Daron Evans
2024-06-14