0001209191-18-048554.txt : 20180827 0001209191-18-048554.hdr.sgml : 20180827 20180827184847 ACCESSION NUMBER: 0001209191-18-048554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180823 FILED AS OF DATE: 20180827 DATE AS OF CHANGE: 20180827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cao Han PHD CENTRAL INDEX KEY: 0001745596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38613 FILM NUMBER: 181039861 MAIL ADDRESS: STREET 1: C/O BIONANO GENOMICS, INC. STREET 2: 9640 TOWNE CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioNano Genomics, Inc CENTRAL INDEX KEY: 0001411690 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9640 TOWNE CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (858) 888-7600 MAIL ADDRESS: STREET 1: 9640 TOWNE CENTRE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: BioNanomatrix Inc DATE OF NAME CHANGE: 20070906 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-23 0 0001411690 BioNano Genomics, Inc BNGO 0001745596 Cao Han PHD C/O BIONANO GENOMICS, INC. 9640 TOWNE CENTRE DR #100 SAN DIEGO CA 92121 0 1 0 0 Chief Scientific Officer Common Stock 2018-08-23 4 C 0 5941 A 7354 D Common Stock 2018-08-23 4 C 0 1231 A 8585 D Common Stock 2018-08-23 4 C 0 101918 A 110503 D Common Stock 2018-08-23 4 C 0 2433 A 112936 D Series B Convertible Preferred Stock 2018-08-23 4 C 0 254275 0.00 D Common Stock 5941 0 D Series C Convertible Preferred Stock 2018-08-23 4 C 0 52720 0.00 D Common Stock 1231 0 D Series D Convertible Preferred Stock 2018-08-23 4 C 0 4362062 0.00 D Common Stock 101918 0 D Series D-1 Convertible Preferred Stock 2018-08-23 4 C 0 104167 0.00 D Common Stock 2433 0 D Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock on a 1-for-42.8 basis. The shares have no expiration date. /s/ Han Cao, Ph.D. 2018-08-27