0001415889-16-007385.txt : 20161110 0001415889-16-007385.hdr.sgml : 20161110 20161110203020 ACCESSION NUMBER: 0001415889-16-007385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VistaGen Therapeutics, Inc. CENTRAL INDEX KEY: 0001411685 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205093315 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 343 ALLERTON AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-244-9990 MAIL ADDRESS: STREET 1: 343 ALLERTON AVENUE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: Excaliber Enterprises, Ltd. DATE OF NAME CHANGE: 20070906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Underdown Brian J. CENTRAL INDEX KEY: 0001526335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37761 FILM NUMBER: 161989772 MAIL ADDRESS: STREET 1: C/O LUMIRA CAPITAL INVESTMENT MANAGEMENT STREET 2: 141 ADELAIDE ST. WEST, SUITE 770 CITY: TORONTO ONTARIO CANADA M5H 3L5 STATE: A6 ZIP: 00000 4 1 form4-11102016_081111.xml X0306 4 2016-11-09 0001411685 VistaGen Therapeutics, Inc. VTGN 0001526335 Underdown Brian J. C/O VISTAGEN THERAPEUTICS, INC. 343 ALLERTON AVENUE SOUTH SAN FRANCISCO CA 94080 true false false false Stock Option (Right to Buy) 3.80 2016-11-09 4 A 0 25000 0 A 2026-11-09 Common Stock 25000 25000 D Options vest monthly over a period of three years commencing November 9, 2016. /s/ Jerrold D. Dotson, Attorney-in-Fact 2016-11-10