0001415889-15-002996.txt : 20150904
0001415889-15-002996.hdr.sgml : 20150904
20150904104933
ACCESSION NUMBER: 0001415889-15-002996
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150902
FILED AS OF DATE: 20150904
DATE AS OF CHANGE: 20150904
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VistaGen Therapeutics, Inc.
CENTRAL INDEX KEY: 0001411685
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205093315
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 343 ALLERTON AVENUE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650-244-9990
MAIL ADDRESS:
STREET 1: 343 ALLERTON AVENUE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
FORMER COMPANY:
FORMER CONFORMED NAME: Excaliber Enterprises, Ltd.
DATE OF NAME CHANGE: 20070906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Underdown Brian J.
CENTRAL INDEX KEY: 0001526335
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54014
FILM NUMBER: 151093657
MAIL ADDRESS:
STREET 1: C/O LUMIRA CAPITAL INVESTMENT MANAGEMENT
STREET 2: 141 ADELAIDE ST. WEST, SUITE 770
CITY: TORONTO ONTARIO CANADA M5H 3L5
STATE: A6
ZIP: 00000
4
1
form4-09042015_070925.xml
X0306
4
2015-09-02
0001411685
VistaGen Therapeutics, Inc.
VSTA
0001526335
Underdown Brian J.
C/O VISTAGEN THERAPEUTICS, INC.
343 ALLERTON AVENUE
SOUTH SAN FRANCISCO
CA
94080
true
false
false
false
Warrant for Common Stock
9.25
2015-09-02
4
A
0
50000
0
A
2015-09-02
2020-09-02
Common Stock
50000
50000
D
/s/ Jerrold Dotson, Attorney-in-Fact
2015-09-03