0001140361-23-016838.txt : 20230405 0001140361-23-016838.hdr.sgml : 20230405 20230405201906 ACCESSION NUMBER: 0001140361-23-016838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230403 FILED AS OF DATE: 20230405 DATE AS OF CHANGE: 20230405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gulati Himanshu CENTRAL INDEX KEY: 0001789562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23804088 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital LP CENTRAL INDEX KEY: 0001750183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23804092 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital GP LLC CENTRAL INDEX KEY: 0001789582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23804089 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital Master Fund LP CENTRAL INDEX KEY: 0001789567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23804090 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital Fund GP LLC CENTRAL INDEX KEY: 0001789581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23804091 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMC ENTERTAINMENT HOLDINGS, INC. CENTRAL INDEX KEY: 0001411579 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 260303916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-213-2000 MAIL ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 form4.xml X0407 4 2023-04-03 0001411579 AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE 0001750183 Antara Capital LP 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789581 Antara Capital Fund GP LLC 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789567 Antara Capital Master Fund LP 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789582 Antara Capital GP LLC 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true 0001789562 Gulati Himanshu 55 HUDSON YARDS, 47TH FLOOR, SUITE C NEW YORK NY 10001 true false AMC Preferred Equity Units 2023-04-03 4 S 0 4635000 1.77 D 174596928 I See Footnotes AMC Preferred Equity Units 2023-04-03 4 S 0 2500000 1.79 D 172096928 I See Footnotes Class A Common Stock 2023-04-03 4 S 0 750000 3.95 D 0 I See Footnotes Total Return Swap 2023-04-03 4 S 1 400000 D 2023-04-03 2024-04-03 Class A Common Stock 400000 400000 I See Footnotes This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. The securities are held directly by Antara Master Fund. This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Antara Master Fund effected a short sale of 750,000 shares of Class A Common Stock and borrowed shares from an unaffiliated broker for delivery against the sale. Antara Master Fund entered into a total return swap with a counterparty under which, upon settlement of the swap, (i) the counterparty will pay $1,529,440 to Antara Master Fund, representing $3.82 per share for each share of Class A Common Stock that is subject to the agreement, and (ii) Antara Master Fund will pay to the counterparty an amount equal to the then market price of 400,000 shares of Class A Common Stock. Any dividends received by Antara Master Fund on the 400,000 shares of Class A Common Stock during the term of the agreement will be paid to counterparty, and Antara Master Fund also pays a negotiated fee to the counterparty. Antara Capital Master Fund LP By: Antara Capital LP, not in its individual corporate capacity, but solely as Investment Advisor and agent By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-04-05 Antara Capital LP By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-04-05 Antara Capital GP LLC By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-04-05 Antara Capital Fund GP LLC By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-04-05 /s/ Himanshu Gulati Himanshu Gulati 2023-04-05