0001140361-23-007534.txt : 20230216
0001140361-23-007534.hdr.sgml : 20230216
20230216202728
ACCESSION NUMBER: 0001140361-23-007534
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230214
FILED AS OF DATE: 20230216
DATE AS OF CHANGE: 20230216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gulati Himanshu
CENTRAL INDEX KEY: 0001789562
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33892
FILM NUMBER: 23640044
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital LP
CENTRAL INDEX KEY: 0001750183
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33892
FILM NUMBER: 23640048
BUSINESS ADDRESS:
STREET 1: 55 HUDSON YARDS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 55 HUDSON YARDS
STREET 2: 47TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital GP LLC
CENTRAL INDEX KEY: 0001789582
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33892
FILM NUMBER: 23640045
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital Master Fund LP
CENTRAL INDEX KEY: 0001789567
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33892
FILM NUMBER: 23640046
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital Fund GP LLC
CENTRAL INDEX KEY: 0001789581
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33892
FILM NUMBER: 23640047
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMC ENTERTAINMENT HOLDINGS, INC.
CENTRAL INDEX KEY: 0001411579
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830]
IRS NUMBER: 260303916
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE AMC WAY
STREET 2: 11500 ASH STREET
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-213-2000
MAIL ADDRESS:
STREET 1: ONE AMC WAY
STREET 2: 11500 ASH STREET
CITY: LEAWOOD
STATE: KS
ZIP: 66211
4
1
form4.xml
X0306
4
2023-02-14
0001411579
AMC ENTERTAINMENT HOLDINGS, INC.
AMC,APE
0001750183
Antara Capital LP
55 HUDSON YARDS, 47TH FLOOR SUITE C
NEW YORK
NY
10001
true
0001789581
Antara Capital Fund GP LLC
55 HUDSON YARDS, 47TH FLOOR SUITE C
NEW YORK
NY
10001
true
0001789567
Antara Capital Master Fund LP
55 HUDSON YARDS, 47TH FLOOR SUITE C
NEW YORK
NY
10001
true
0001789582
Antara Capital GP LLC
55 HUDSON YARDS, 47TH FLOOR SUITE C
NEW YORK
NY
10001
true
0001789562
Gulati Himanshu
55 HUDSON YARDS, 47TH FLOOR SUITE C
NEW YORK
NY
10001
true
AMC Preferred Equity Units
2023-02-14
4
S
0
977300
2.41
D
248733117
I
See Footnotes
AMC Preferred Equity Units
2023-02-14
4
S
0
488650
2.4
D
248244467
I
See Footnotes
AMC Preferred Equity Units
2023-02-14
4
S
0
488650
2.39
D
247755817
I
See Footnotes
AMC Preferred Equity Units
2023-02-14
4
S
0
2965910
2.4
D
244789907
I
See Footnotes
AMC Preferred Equity Units
2023-02-15
4
S
0
16677800
2.46
D
228112107
I
See Footnotes
AMC Preferred Equity Units
2023-02-15
4
S
0
879600
2.46
D
227232507
I
See Footnotes
Total Return Swap
2023-02-14
4
S
1
500000
4.47
D
2023-02-03
2024-02-03
Class A Common Stock
50000
1500000
I
See Footnotes
Total Return Swap
2023-02-15
4
S
1
100000
4.62
D
2023-02-03
2024-02-03
Class A Common Stock
100000
1400000
I
See Footnotes
Total Return Swap
2023-02-15
4
S
1
316667
4.93
D
2023-02-03
2024-02-03
Class A Common Stock
12100
1083333
I
See Footnotes
Total Return Swap
2023-02-16
4
S
1
20000
5.24
D
2023-02-03
2024-02-03
Class A Common Stock
200000
883333
I
See Footnotes
Total Return Swap
2023-02-16
4
S
1
83333
5.28
D
2023-02-03
2024-02-03
Class A Common Stock
83333
800000
I
See Footnotes
This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons").
Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein.
The securities are held directly by Antara Master Fund.
This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares.
Antara Capital LP
By: Antara Capital GP LLC, its general partner
By: /s/ Himanshu Gulati
Name: Himanshu Gulati
Title: Managing Member
2023-02-16
Antara Capital Fund GP LLC
By: /s/ Himanshu Gulati
Name: Himanshu Gulati
Title: Managing Member
2023-02-16
Antara Capital Master Fund LP By: Antara Capital LP, not in its individual corporate capacity, but solely as Investment Advisor and agent By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member
2023-02-16
Antara Capital GP LLC
By: /s/ Himanshu Gulati
Name: Himanshu Gulati
Title: Managing Member
2023-02-16
/s/ Himanshu Gulati
Himanshu Gulati
2023-02-16