0001140361-23-007534.txt : 20230216 0001140361-23-007534.hdr.sgml : 20230216 20230216202728 ACCESSION NUMBER: 0001140361-23-007534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230216 DATE AS OF CHANGE: 20230216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gulati Himanshu CENTRAL INDEX KEY: 0001789562 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23640044 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital LP CENTRAL INDEX KEY: 0001750183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23640048 BUSINESS ADDRESS: STREET 1: 55 HUDSON YARDS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 55 HUDSON YARDS STREET 2: 47TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital GP LLC CENTRAL INDEX KEY: 0001789582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23640045 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital Master Fund LP CENTRAL INDEX KEY: 0001789567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23640046 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Antara Capital Fund GP LLC CENTRAL INDEX KEY: 0001789581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33892 FILM NUMBER: 23640047 BUSINESS ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 BUSINESS PHONE: 646-762-8580 MAIL ADDRESS: STREET 1: 500 FIFTH AVENUE STREET 2: SUITE 2320 CITY: NEW YORK STATE: NY ZIP: 10110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMC ENTERTAINMENT HOLDINGS, INC. CENTRAL INDEX KEY: 0001411579 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE THEATERS [7830] IRS NUMBER: 260303916 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-213-2000 MAIL ADDRESS: STREET 1: ONE AMC WAY STREET 2: 11500 ASH STREET CITY: LEAWOOD STATE: KS ZIP: 66211 4 1 form4.xml X0306 4 2023-02-14 0001411579 AMC ENTERTAINMENT HOLDINGS, INC. AMC,APE 0001750183 Antara Capital LP 55 HUDSON YARDS, 47TH FLOOR SUITE C NEW YORK NY 10001 true 0001789581 Antara Capital Fund GP LLC 55 HUDSON YARDS, 47TH FLOOR SUITE C NEW YORK NY 10001 true 0001789567 Antara Capital Master Fund LP 55 HUDSON YARDS, 47TH FLOOR SUITE C NEW YORK NY 10001 true 0001789582 Antara Capital GP LLC 55 HUDSON YARDS, 47TH FLOOR SUITE C NEW YORK NY 10001 true 0001789562 Gulati Himanshu 55 HUDSON YARDS, 47TH FLOOR SUITE C NEW YORK NY 10001 true AMC Preferred Equity Units 2023-02-14 4 S 0 977300 2.41 D 248733117 I See Footnotes AMC Preferred Equity Units 2023-02-14 4 S 0 488650 2.4 D 248244467 I See Footnotes AMC Preferred Equity Units 2023-02-14 4 S 0 488650 2.39 D 247755817 I See Footnotes AMC Preferred Equity Units 2023-02-14 4 S 0 2965910 2.4 D 244789907 I See Footnotes AMC Preferred Equity Units 2023-02-15 4 S 0 16677800 2.46 D 228112107 I See Footnotes AMC Preferred Equity Units 2023-02-15 4 S 0 879600 2.46 D 227232507 I See Footnotes Total Return Swap 2023-02-14 4 S 1 500000 4.47 D 2023-02-03 2024-02-03 Class A Common Stock 50000 1500000 I See Footnotes Total Return Swap 2023-02-15 4 S 1 100000 4.62 D 2023-02-03 2024-02-03 Class A Common Stock 100000 1400000 I See Footnotes Total Return Swap 2023-02-15 4 S 1 316667 4.93 D 2023-02-03 2024-02-03 Class A Common Stock 12100 1083333 I See Footnotes Total Return Swap 2023-02-16 4 S 1 20000 5.24 D 2023-02-03 2024-02-03 Class A Common Stock 200000 883333 I See Footnotes Total Return Swap 2023-02-16 4 S 1 83333 5.28 D 2023-02-03 2024-02-03 Class A Common Stock 83333 800000 I See Footnotes This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. The securities are held directly by Antara Master Fund. This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Antara Master Fund closed a portion of its total return swap with a counterparty via disposing of "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the reporting person would pay the per share purchase price of $6.08 to the counterparty, and the counterparty would pay to the reporting person an amount equal to the then per share market price, each of the applicable number of shares. Antara Capital LP By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-02-16 Antara Capital Fund GP LLC By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-02-16 Antara Capital Master Fund LP By: Antara Capital LP, not in its individual corporate capacity, but solely as Investment Advisor and agent By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-02-16 Antara Capital GP LLC By: /s/ Himanshu Gulati Name: Himanshu Gulati Title: Managing Member 2023-02-16 /s/ Himanshu Gulati Himanshu Gulati 2023-02-16