0000950142-17-000492.txt : 20170303
0000950142-17-000492.hdr.sgml : 20170303
20170303174504
ACCESSION NUMBER: 0000950142-17-000492
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management LLC
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRH Holdings GP, Ltd.
CENTRAL INDEX KEY: 0001516679
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 17665552
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
es1700353_4-brh.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-01
0
0001411494
Apollo Global Management LLC
APO
0001516679
BRH Holdings GP, Ltd.
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
0
0
1
0
Apollo Operating Group units
2017-03-01
4
J
0
500000
0
D
Class A shares
500000
214957239
I
By AP Professional Holdings, L.P.
Each Apollo Operating Group unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the Fourth Amended and Restated Exchange Agreement, dated May 5, 2016, by and among the Issuer, AP Professional Holdings, L.P. ("Holdings") and the other parties thereto (the "Exchange Agreement").
On March 1, 2017, Holdings distributed 500,000 Apollo Operating Group units to one of its limited partners. These Apollo Operating Group units were exchanged for Class A shares of the Issuer on a one-for-one basis pursuant to the terms and conditions of the Exchange Agreement.
The Apollo Operating Group units do not expire.
The reporting person is the sole general partner of Holdings, which holds 214,957,239 Apollo Operating Group units. Holdings and other parties to the Exchange Agreement may exchange the Apollo Operating Group units for Class A shares of the Issuer, subject to the restrictions and provisions set forth in the Exchange Agreement. The reporting person does not have a pecuniary interest in the Apollo Operating Group units and disclaims beneficial ownership of these securities.
By:
2017-03-03