0000950142-13-001207.txt : 20130516
0000950142-13-001207.hdr.sgml : 20130516
20130516174905
ACCESSION NUMBER: 0000950142-13-001207
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130514
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management LLC
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRH Holdings GP, Ltd.
CENTRAL INDEX KEY: 0001516679
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 13852631
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
es1300732_4-brh.xml
OWNERSHIP DOCUMENT
X0306
4
2013-05-14
0
0001411494
Apollo Global Management LLC
APO
0001516679
BRH Holdings GP, Ltd.
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
0
0
1
0
Apollo Operating Group units
2013-05-14
4
J
0
8769364
0
D
Class A shares
8769364
231230636
I
By AP Professional Holdings, L.P.
Each Apollo Operating Group unit represents a right to receive one Class A share of Apollo Global Management, LLC (the "Issuer"), subject to the restrictions and provisions set forth in the Exchange Agreement, dated July 13, 2007, and as amended and restated May 6, 2013, between the Issuer, AP Professional Holdings, L.P. ("Holdings") and the other parties thereto (the "Exchange Agreement").
On May 14, 2013, Holdings distributed 8,769,364 Apollo Operating Group units to certain persons. These Apollo Operating Group units were exchanged by those persons for Class A shares of the Issuer on a one-for-one basis pursuant to the Exchange Agreement. As a result, the Issuer's percentage ownership in the Apollo Operating Group increased, and Holdings' percentage ownership in the Apollo Operating Group decreased.
The Apollo Operating Group units do not expire.
The reporting person is the sole general partner of Holdings, which holds 231,230,636 Apollo Operating Group units. Holdings and other parties to the Exchange Agreement may exchange the Apollo Operating Group units for Class A shares of the Issuer, subject to the restrictions and provisions set forth in the Exchange Agreement. Because the reporting person's shares of Holdings' profits is zero and the reporting person's capital account in respect of Holdings is zero, the reporting person does not have a pecuniary interest in the Apollo Operating Group units and disclaims beneficial ownership of these securities.
/s/ John J. Suydam, Vice President
2013-05-16