0001209191-18-038003.txt : 20180615
0001209191-18-038003.hdr.sgml : 20180615
20180615154741
ACCESSION NUMBER: 0001209191-18-038003
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180615
FILED AS OF DATE: 20180615
DATE AS OF CHANGE: 20180615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Gregory Scott
CENTRAL INDEX KEY: 0001713577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35882
FILM NUMBER: 18902098
MAIL ADDRESS:
STREET 1: C/O BLACKHAWK NETWORK HOLDINGS, INC.
STREET 2: 6220 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BLACKHAWK NETWORK HOLDINGS, INC
CENTRAL INDEX KEY: 0001411488
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 432099257
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6220 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-226-9990
MAIL ADDRESS:
STREET 1: 6220 STONERIDGE MALL ROAD
CITY: PLEASANTON
STATE: CA
ZIP: 94588
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKHAWK NETWORK HOLDINGS INC
DATE OF NAME CHANGE: 20070904
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-15
1
0001411488
BLACKHAWK NETWORK HOLDINGS, INC
HAWK
0001713577
Brown Gregory Scott
C/O BLACKHAWK NETWORK HOLDINGS, INC.
6220 STONERIDGE MALL ROAD
PLEASANTON
CA
94588
0
1
0
0
SVP, International
Common Stock
2018-06-15
4
M
0
4050
0.00
A
0
D
Common Stock
2018-06-15
4
M
0
1774
0.00
A
0
D
Common Stock
2018-06-15
4
M
0
2050
0.00
A
0
D
Common Stock
2018-06-15
4
M
0
4012
0.00
A
0
D
Common Stock
2018-06-15
4
M
0
26250
0.00
A
0
D
Common Stock
2018-06-15
4
D
0
48018
45.25
D
0
D
Common Stock
2018-06-15
4
D
0
30000
D
0
D
Restricted Stock Units
0.00
2018-06-15
4
M
0
4050
D
2018-06-15
Common Stock
4050
0
D
Restricted Stock Units
0.00
2018-06-15
4
M
0
1774
D
2018-06-15
Common Stock
1774
0
D
Restricted Stock Units
0.00
2018-06-15
4
M
0
2050
D
2018-06-15
Common Stock
2050
0
D
Restricted Stock Units
0.00
2018-06-15
4
M
0
4012
D
2018-06-15
Common Stock
4012
0
D
Restricted Stock Units
0.00
2018-06-15
4
M
0
26250
D
2018-06-15
Common Stock
26250
0
D
Stock Option (Right to Purchase)
41.20
2018-06-15
4
D
0
8850
D
2018-06-15
Common Stock
8850
0
D
Stock Option (Right to Purchase)
38.85
2018-06-15
4
D
0
3750
D
2018-06-15
Common Stock
3750
0
D
Stock Option (Right to Purchase)
33.90
2018-06-15
4
D
0
4300
D
2018-06-15
Common Stock
4300
0
D
At the effective time of the merger contemplated by the agreement and plan of merger, dated as of January 15, 2018, by and among Blackhawk Network Holdings, Inc. (the "Company"), BHN Holdings, Inc. ("Parent") and BHN Merger Sub, Inc. (the "Effective Time"), each outstanding award of restricted stock units granted to Mr. Brown prior to 2018 was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (i) the total number of shares of common stock of the Company ("Shares") subject to such award immediately prior to the Effective Time by (ii) $45.25, less applicable taxes required to be withheld with respect to such payment.
At the Effective Time, each issued and outstanding Share held by Mr. Brown was converted into the right to receive $45.25 in cash, without interest.
At the Effective Time, each outstanding award of restricted stock units granted to Mr. Brown in 2018 was cancelled and converted into a restricted stock unit award of Parent with respect to a number of shares of Parent equal to the product obtained by multiplying (i) the number of Shares subject to such restricted stock unit award immediately prior to the Effective Time by (ii) the Exchange Ratio ($45.25 divided by the price per share paid by the equity financing sources to acquire Parent capital stock in connection with the closing).
At the Effective Time, each option to purchase Shares was cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (i) the number of Shares subject to such option immediately prior to the Effective Time by (ii) the excess, if any, of $45.25 over the exercise price per Share of such option, less applicable taxes required to be withheld with respect to such payment.
KIRSTEN E. RICHESSON, Attorney-in-Fact
2018-06-15