0001628280-16-021520.txt : 20161116
0001628280-16-021520.hdr.sgml : 20161116
20161116163044
ACCESSION NUMBER: 0001628280-16-021520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ellington Financial LLC
CENTRAL INDEX KEY: 0001411342
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
BUSINESS PHONE: 203-698-1200
MAIL ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VC INVESTMENTS LLC
CENTRAL INDEX KEY: 0001098488
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 162002740
BUSINESS ADDRESS:
STREET 1: 53 FOREST AVENUE
STREET 2: 2ND FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: 2036981136
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE
STREET 2: 2ND FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vranos Michael W
CENTRAL INDEX KEY: 0001474808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 162002741
MAIL ADDRESS:
STREET 1: 52 FOREST AVENUE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
4
1
wf-form4_147933183072655.xml
FORM 4
X0306
4
2016-11-16
0
0001411342
Ellington Financial LLC
EFC
0001474808
Vranos Michael W
53 FOREST AVENUE
OLD GREENWICH
CT
06870
1
1
1
0
Co-Chief Investment Officer
0001098488
VC INVESTMENTS LLC
53 FOREST AVE
OLD GREENWICH
CT
06870
0
0
1
0
Common Shares
2016-11-16
4
J
0
65879
0
A
1044492
I
See Footnote
Common Shares
1578537
I
Trust
Common Shares
177474
I
In Trust
On November 16, 2016, these common shares were transferred from a partnership to certain limited partners' accounts in EMG Holdings, L.P. ("EMGH") in which these limited partners may withdraw the shares with the consent of Michael W. Vranos. EMGH did not pay or receive any consideration in connection with the transfer of such common shares.
These common shares are owned directly by EMGH. VC Investments LLC ("VC") is the general partner of EMGH. Michael W. Vranos is the managing member of, and holds a controlling interest in, VC. Michael W. Vranos and VC together share the power to direct the voting and disposition of common shares held by EMGH, and may be regarded as the beneficial owners of the common shares. Each of Michael W. Vranos and VC disclaims beneficial ownership of any common shares owned beneficially or of record by each other except to the extent of its or his pecuniary interest therein.
Common Shares are held in a grantor retained annuity trust for which Mr. Vranos acts as a trustee.
Common Shares are held in family trusts for the benefit of EMGH partners (other than Mr. Vranos) for which Mr. Vranos acts as trustee.
/s/ Jason S. Frank, attorney-in-fact for Michael W. Vranos
2016-11-16