0001628280-15-005262.txt : 20150708
0001628280-15-005262.hdr.sgml : 20150708
20150708135319
ACCESSION NUMBER: 0001628280-15-005262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150708
FILED AS OF DATE: 20150708
DATE AS OF CHANGE: 20150708
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ellington Financial LLC
CENTRAL INDEX KEY: 0001411342
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
BUSINESS PHONE: 203-698-1200
MAIL ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Penn Laurence
CENTRAL INDEX KEY: 0001474801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 15978717
MAIL ADDRESS:
STREET 1: 52 FOREST AVENUE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
4
1
wf-form4_143637798915360.xml
FORM 4
X0306
4
2015-07-08
0
0001411342
Ellington Financial LLC
EFC
0001474801
Penn Laurence
53 FOREST AVENUE
OLD GREENWICH
CT
06870
1
1
0
0
CEO and President
Common Shares rep limited liability company interests
2015-07-08
4
J
0
279023
0
A
462197
I
See footnote
Common Shares rep limited liability company interests
16675
D
On July 8, 2015, due to the movement of common shares held by EMG Holdings L.P. ("EMGH") from an account in EMGH under which Mr. Penn could not withdraw his proportional share of common shares held in such EMGH account to an account in EMGH from which Mr. Penn could withdraw such common shares with the consent of Michael W. Vranos, Mr. Penn may be deemed to beneficially own an additional 279,023 common shares. Mr. Penn did not pay or receive any consideration in connection with the transfer of such common shares.
Shares are held by EMGH. Mr. Penn is a limited parnter of EMGH.
/s/ Jason Frank, attorney-in-fact for Laurence Penn
2015-07-08