0001628280-15-005262.txt : 20150708 0001628280-15-005262.hdr.sgml : 20150708 20150708135319 ACCESSION NUMBER: 0001628280-15-005262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150708 FILED AS OF DATE: 20150708 DATE AS OF CHANGE: 20150708 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Financial LLC CENTRAL INDEX KEY: 0001411342 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 BUSINESS PHONE: 203-698-1200 MAIL ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Penn Laurence CENTRAL INDEX KEY: 0001474801 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34569 FILM NUMBER: 15978717 MAIL ADDRESS: STREET 1: 52 FOREST AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 4 1 wf-form4_143637798915360.xml FORM 4 X0306 4 2015-07-08 0 0001411342 Ellington Financial LLC EFC 0001474801 Penn Laurence 53 FOREST AVENUE OLD GREENWICH CT 06870 1 1 0 0 CEO and President Common Shares rep limited liability company interests 2015-07-08 4 J 0 279023 0 A 462197 I See footnote Common Shares rep limited liability company interests 16675 D On July 8, 2015, due to the movement of common shares held by EMG Holdings L.P. ("EMGH") from an account in EMGH under which Mr. Penn could not withdraw his proportional share of common shares held in such EMGH account to an account in EMGH from which Mr. Penn could withdraw such common shares with the consent of Michael W. Vranos, Mr. Penn may be deemed to beneficially own an additional 279,023 common shares. Mr. Penn did not pay or receive any consideration in connection with the transfer of such common shares. Shares are held by EMGH. Mr. Penn is a limited parnter of EMGH. /s/ Jason Frank, attorney-in-fact for Laurence Penn 2015-07-08