-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8Vld9+4waAtqdQGY2e/zrL7mvTxpiHm3XNZhAm79ai/exH0wLXCpn559ZUdUm2O 34Je1T6U+OXdByrDUglVBw== 0001193125-09-246768.txt : 20091203 0001193125-09-246768.hdr.sgml : 20091203 20091203165713 ACCESSION NUMBER: 0001193125-09-246768 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091203 DATE AS OF CHANGE: 20091203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Financial LLC CENTRAL INDEX KEY: 0001411342 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34569 FILM NUMBER: 091220709 BUSINESS ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 BUSINESS PHONE: 203-698-1200 MAIL ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

ELLINGTON FINANCIAL LLC

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Delaware   26-0489289
(State of Incorporation)   (IRS Employer Identification No.)

53 Forest Avenue

Old Greenwich, Connecticut

   06870
(Address of Principal Executive Offices)   (Zip Code)

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

to be so Registered

  

Name of Each Exchange on Which

Each Class is to be Registered:

Common Shares Representing Limited Liability

Company Interests, no par value

   New York Stock Exchange

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.  x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.  ¨

Securities Act registration statement file number to which this form relates (if applicable): File No. 333-160562

Securities registered pursuant to Section 12(g) of the Act: None

 

 

 

This filing relates to the New York Stock Exchange Original Listing Application filed by Ellington Financial LLC (the “Registrant”) on September 14, 2009.

 

Item 1. Description of Registrant’s Securities to be Registered.

A description of the Registrant’s common shares representing limited liability company interests, no par value, is set forth under the caption “Description of Shares” in the prospectus contained in the Registration Statement on Form S-11 (Registration No. 333-160562), as initially filed with the Securities and Exchange Commission on July 14, 2009, as amended (the “Registration Statement”). Such portion of the Registration Statement is incorporated herein by reference.

 

Item 2. Exhibits.

None.

 

1

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    ELLINGTON FINANCIAL LLC
Date: December 3, 2009     By:   /s/    ERIC BOTHWELL        
    Name:   Eric Bothwell
    Title:   Chief Operating Officer

 

2

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