0001181431-13-062757.txt : 20131213 0001181431-13-062757.hdr.sgml : 20131213 20131213181850 ACCESSION NUMBER: 0001181431-13-062757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131213 DATE AS OF CHANGE: 20131213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Financial LLC CENTRAL INDEX KEY: 0001411342 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 BUSINESS PHONE: 203-698-1200 MAIL ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mumford Lisa CENTRAL INDEX KEY: 0001380384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34569 FILM NUMBER: 131277371 MAIL ADDRESS: STREET 1: 6 BEACHWOOD COURT CITY: DIX HILLS STATE: NY ZIP: 11746 4 1 rrd397275.xml FORM 4 X0306 4 2013-12-12 0 0001411342 Ellington Financial LLC EFC 0001380384 Mumford Lisa 53 FOREST AVE GREENWICH CT 06870 0 1 0 0 Chief Financial Officer LTIP Units 2013-12-12 4 A 0 8742 0 A Common shares representing ltd liability company interests 8742 15142 D Represents a separate non-voting class of limited liability company interests ("LTIP Units") of the Issuer, which are structured as profits interests. 50% of the LTIP Units will vest one year from the date of grant and the remaining 50% of the LTIP units will vest two years from the date of grant. The LTIP Units may be converted at the election of the holder, into common shares representing limited liability company interests of the Issuer on a one-for-one basis. The LTIP Units were issued pursuant to, and are subject to the terms and conditions of, the Issuer's 2007 Incentive Plan for Individuals. /s/ Jason Frank, as attorney-in-fact for Lisa Mumford 2013-12-13 EX-24. 2 rrd357474_405131.htm POWER OF ATTORNEY rrd357474_405131.html 
Exhibit 24
POWER OF ATTORNEY
      The undersigned (the "Reporting Person") hereby constitutes and appoints 
Laurence Penn, Daniel Margolis, Jason Frank, Daniel M. LeBey, and Christopher C. 
Green, and each of them, as the Reporting Person's true and lawful attorney-in-fact to:
      
      (1) prepare, execute in the undersigned's name and on the undersigned's behalf, 
and submit to the U.S. Securities and Exchange Commission (the "SEC") a Form ID, 
including amendments thereto, and any other documents necessary or appropriate to 
obtain codes and passwords enabling the undersigned to make electronic filings with the 
SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any 
rule or regulation of the SEC; 
      
      (2) execute for and on behalf of the Reporting Person, in the Reporting Person's 
capacity as an officer and/or director of Ellington Residential Mortgage REIT (the 
"Company"), Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities 
Exchange Act of 1934 and the rules thereunder; 
      
      (3) do and perform any and all acts for and on behalf of the Reporting Person 
which may be necessary or desirable to complete and execute any such Form 3, 4 or 5, 
complete and execute any amendment or amendments thereto, and timely file such form 
with the SEC and any stock exchange or similar authority; and 
      
      (4) take any other action of any type whatsoever in connection with the foregoing 
which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, 
or legally required by, the Reporting Person, it being understood that the documents 
executed by such attorney-in-fact on behalf of the Reporting Person pursuant to this 
Power of Attorney shall be in such form and shall contain such terms and conditions as 
such attorney-in-fact may approve in such attorney-in-fact's discretion.
      
      The Reporting Person grants to such attorney-in-fact full power and authority to 
do and perform any and every act and thing whatsoever requisite, necessary, or proper to 
be done in the exercise of any of the rights and powers herein granted, as fully to all 
intents and purposes as the Reporting Person might or could do if personally present, 
with full power of substitution or revocation, hereby ratifying and confirming all that 
such attorney-in-fact shall lawfully do or cause to be done by virtue of this Power of 
Attorney and the rights and powers herein granted. The Reporting Person acknowledges 
that the foregoing attorney-in-fact, in serving in such capacity at the request of the 
Reporting Person, is not assuming, nor is the Company assuming, any of the Reporting 
Person's responsibilities to comply with Section 16 of the Securities Exchange Act of 
1934. 
      
      This Power of Attorney shall remain in effect until the Reporting Person is no 
longer required to file Forms 3, 4 and 5 with respect to the Reporting Person's holdings 
of, and transactions in securities issued by, the Company, unless earlier revoked by the 
Reporting Person in a signed writing delivered to the attorney-in-fact. 
[Signature Page Follows]
      
      
      
IN WITNESS WHEREOF, the Reporting Person has caused this Power of 
Attorney to be executed on December 13, 2013.
                             Sign here:  /s/ Lisa Mumford
                             Print Name: Lisa Mumford