0001181431-12-000689.txt : 20120104
0001181431-12-000689.hdr.sgml : 20120104
20120104163017
ACCESSION NUMBER: 0001181431-12-000689
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111230
FILED AS OF DATE: 20120104
DATE AS OF CHANGE: 20120104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tecotzky Mark
CENTRAL INDEX KEY: 0001474810
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 12506527
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ellington Financial LLC
CENTRAL INDEX KEY: 0001411342
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
BUSINESS PHONE: 203-698-1200
MAIL ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
4
1
rrd329484.xml
FORM 4
X0304
4
2011-12-30
0
0001411342
Ellington Financial LLC
EFC
0001474810
Tecotzky Mark
53 FOREST AVENUE
OLD GREENWICH
CT
06870
0
1
0
0
Co-Chief Investment Officer
Common Shares rep limited liability company interests
2011-12-30
4
P
0
181
17.16
A
4764
D
Common Shares rep limited liability company interests
2011-12-31
4
J
0
29441
0
A
29441
I
See footnote
This transaction was executed in multiple trades at prices ranging from $17.10 to $17.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
On December 31, 2011, as a result of an internal restructuring (the "Restructuring"), Mr. Tecotzky may be deemed to be the beneficial owner of 29,441 common shares held by EMG Holdings, L.P. ("EMGH"). See footnote 2. In connection with the Restructuring, common shares previously held by New Ellington Partners, L.P. ("NEP"), Ellington Mortgage Partners, LLC ("EMP") and New Ellington Credit Partners, L.P. ("NECP") were transferred to EMGH and other entities and persons via a series of pro rata distributions and contributions. No one received or paid any consideration for any common shares transferred in connection with the Restructuring. None of the pecuniary interests, to the extent any such interests exist, of the ultimate beneficial owners of common shares increased or decreased as a result of the Restructuring.
/s/ Sara Walden Brown, attorney-in-fact for Mark Tecotzky
2012-01-04