0001181431-11-062133.txt : 20111229
0001181431-11-062133.hdr.sgml : 20111229
20111229164622
ACCESSION NUMBER: 0001181431-11-062133
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111227
FILED AS OF DATE: 20111229
DATE AS OF CHANGE: 20111229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Penn Laurence
CENTRAL INDEX KEY: 0001474801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34569
FILM NUMBER: 111287153
MAIL ADDRESS:
STREET 1: 52 FOREST AVENUE
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ellington Financial LLC
CENTRAL INDEX KEY: 0001411342
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
BUSINESS PHONE: 203-698-1200
MAIL ADDRESS:
STREET 1: 53 Forest Ave
CITY: Greenwich
STATE: ct
ZIP: 06870
4
1
rrd329221.xml
FORM 4
X0304
4
2011-12-27
0
0001411342
Ellington Financial LLC
EFC
0001474801
Penn Laurence
53 FOREST AVENUE
OLD GREENWICH
CT
06870
1
1
0
0
CEO and President
Common Shares rep. limited liability company interests
2011-12-27
4
P
0
540
17.17
A
14741
D
Common Shares rep. limited liability company interests
2011-12-28
4
P
0
665
17.20
A
15406
D
This transaction was executed in multiple trades at prices ranging from $17.15 to $17.17. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
This transaction was executed in multiple trades at prices ranging from $17.15 to $17.27. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. All purchases pursuant to this transaction were made pursuant to a 10b5-1 trading plan adopted by the reporting person.
/s/ Sara Walden Brown, as attorney-in-fact for Laurence Penn
2011-12-29