<SEC-DOCUMENT>0001104659-23-086733-index.html : 20230802 <SEC-HEADER>0001104659-23-086733.hdr.sgml : 20230802 <ACCEPTANCE-DATETIME>20230802143615 ACCESSION NUMBER: 0001104659-23-086733 CONFORMED SUBMISSION TYPE: S-4 PUBLIC DOCUMENT COUNT: 20 FILED AS OF DATE: 20230802 DATE AS OF CHANGE: 20230802 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Financial Inc. CENTRAL INDEX KEY: 0001411342 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 SEC ACT: 1933 Act SEC FILE NUMBER: 333-273600 FILM NUMBER: 231134953 BUSINESS ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 BUSINESS PHONE: 203-698-1200 MAIL ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 FORMER COMPANY: FORMER CONFORMED NAME: Ellington Financial LLC DATE OF NAME CHANGE: 20070831 </SEC-HEADER> <DOCUMENT> <TYPE>S-4 <SEQUENCE>1 <FILENAME>tm2321979-1_s4.htm <DESCRIPTION>S-4 <TEXT> Document 1 - file: tm2321979-1_s4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.9 <SEQUENCE>2 <FILENAME>tm2321979d2_ex3-9.htm <DESCRIPTION>EXHIBIT 3.9 <TEXT> Document 2 - file: tm2321979d2_ex3-9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.10 <SEQUENCE>3 <FILENAME>tm2321979d2_ex3-10.htm <DESCRIPTION>EXHIBIT 3.10 <TEXT> Document 3 - file: tm2321979d2_ex3-10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>4 <FILENAME>tm2321979d2_ex4-4.htm <DESCRIPTION>EXHIBIT 4.4 <TEXT> Document 4 - file: tm2321979d2_ex4-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.5 <SEQUENCE>5 <FILENAME>tm2321979d2_ex4-5.htm <DESCRIPTION>EXHIBIT 4.5 <TEXT> Document 5 - file: tm2321979d2_ex4-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>6 <FILENAME>tm2321979d2_ex21-1.htm <DESCRIPTION>EXHIBIT 21.1 <TEXT> Document 6 - file: tm2321979d2_ex21-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>7 <FILENAME>tm2321979d2_ex23-1.htm <DESCRIPTION>EXHIBIT 23.1 <TEXT> Document 7 - file: tm2321979d2_ex23-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.2 <SEQUENCE>8 <FILENAME>tm2321979d2_ex23-2.htm <DESCRIPTION>EXHIBIT 23.2 <TEXT> Document 8 - file: tm2321979d2_ex23-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.3 <SEQUENCE>9 <FILENAME>tm2321979d2_ex23-3.htm <DESCRIPTION>EXHIBIT 23.3 <TEXT> Document 9 - file: tm2321979d2_ex23-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.4 <SEQUENCE>10 <FILENAME>tm2321979d2_ex23-4.htm <DESCRIPTION>EXHIBIT 23.4 <TEXT> Document 10 - file: tm2321979d2_ex23-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.5 <SEQUENCE>11 <FILENAME>tm2321979d2_ex23-5.htm <DESCRIPTION>EXHIBIT 23.5 <TEXT> Document 11 - file: tm2321979d2_ex23-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>12 <FILENAME>tm2321979d2_ex99-1.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 12 - file: tm2321979d2_ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>13 <FILENAME>tm2321979d2_ex99-2.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 13 - file: tm2321979d2_ex99-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-FILING FEES <SEQUENCE>14 <FILENAME>tm2321979d2_ex-filingfees.htm <DESCRIPTION>EX-FILING FEES <TEXT> Document 14 - file: tm2321979d2_ex-filingfees.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>hd_pipersandler-4clr.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: hd_pipersandler-4clr.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>lg_btig-4clr.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: lg_btig-4clr.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>lg_ellingtonfin-bwlr.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: lg_ellingtonfin-bwlr.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>lg_greatajax-4c.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: lg_greatajax-4c.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>sg_pipersandlerco-4c.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: sg_pipersandlerco-4c.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>tm2321979d2_ex99-1img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: tm2321979d2_ex99-1img001.jpg
</DOCUMENT> </SEC-DOCUMENT>