<SEC-DOCUMENT>0001104659-23-082062-index.html : 20230718 <SEC-HEADER>0001104659-23-082062.hdr.sgml : 20230718 <ACCEPTANCE-DATETIME>20230718170836 ACCESSION NUMBER: 0001104659-23-082062 CONFORMED SUBMISSION TYPE: S-4 PUBLIC DOCUMENT COUNT: 33 FILED AS OF DATE: 20230718 DATE AS OF CHANGE: 20230718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ellington Financial Inc. CENTRAL INDEX KEY: 0001411342 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-4 SEC ACT: 1933 Act SEC FILE NUMBER: 333-273309 FILM NUMBER: 231094936 BUSINESS ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 BUSINESS PHONE: 203-698-1200 MAIL ADDRESS: STREET 1: 53 Forest Ave CITY: Greenwich STATE: ct ZIP: 06870 FORMER COMPANY: FORMER CONFORMED NAME: Ellington Financial LLC DATE OF NAME CHANGE: 20070831 </SEC-HEADER> <DOCUMENT> <TYPE>S-4 <SEQUENCE>1 <FILENAME>tm2319691-1_s4.htm <DESCRIPTION>S-4 <TEXT> Document 1 - file: tm2319691-1_s4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>2 <FILENAME>tm2319691d2_ex4-4.htm <DESCRIPTION>EXHIBIT 4.4 <TEXT> Document 2 - file: tm2319691d2_ex4-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.5 <SEQUENCE>3 <FILENAME>tm2319691d2_ex4-5.htm <DESCRIPTION>EXHIBIT 4.5 <TEXT> Document 3 - file: tm2319691d2_ex4-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>tm2319691d2_ex5-1.htm <DESCRIPTION>EXHIBIT 5.1 <TEXT> Document 4 - file: tm2319691d2_ex5-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.1 <SEQUENCE>5 <FILENAME>tm2319691d2_ex8-1.htm <DESCRIPTION>EXHIBIT 8.1 <TEXT> Document 5 - file: tm2319691d2_ex8-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.2 <SEQUENCE>6 <FILENAME>tm2319691d2_ex8-2.htm <DESCRIPTION>EXHIBIT 8.2 <TEXT> Document 6 - file: tm2319691d2_ex8-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.3 <SEQUENCE>7 <FILENAME>tm2319691d2_ex8-3.htm <DESCRIPTION>EXHIBIT 8.3 <TEXT> Document 7 - file: tm2319691d2_ex8-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-8.4 <SEQUENCE>8 <FILENAME>tm2319691d2_ex8-4.htm <DESCRIPTION>EXHIBIT 8.4 <TEXT> Document 8 - file: tm2319691d2_ex8-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>9 <FILENAME>tm2319691d2_ex21-1.htm <DESCRIPTION>EXHIBIT 21.1 <TEXT> Document 9 - file: tm2319691d2_ex21-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>10 <FILENAME>tm2319691d2_ex23-1.htm <DESCRIPTION>EXHIBIT 23.1 <TEXT> Document 10 - file: tm2319691d2_ex23-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.2 <SEQUENCE>11 <FILENAME>tm2319691d2_ex23-2.htm <DESCRIPTION>EXHIBIT 23.2 <TEXT> Document 11 - file: tm2319691d2_ex23-2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.3 <SEQUENCE>12 <FILENAME>tm2319691d2_ex23-3.htm <DESCRIPTION>EXHIBIT 23.3 <TEXT> Document 12 - file: tm2319691d2_ex23-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.4 <SEQUENCE>13 <FILENAME>tm2319691d2_ex23-4.htm <DESCRIPTION>EXHIBIT 23.4 <TEXT> Document 13 - file: tm2319691d2_ex23-4.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.5 <SEQUENCE>14 <FILENAME>tm2319691d2_ex23-5.htm <DESCRIPTION>EXHIBIT 23.5 <TEXT> Document 14 - file: tm2319691d2_ex23-5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>15 <FILENAME>tm2319691d2_ex99-1.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 15 - file: tm2319691d2_ex99-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-FILING FEES <SEQUENCE>16 <FILENAME>tm2319691d2_ex-filingfees.htm <DESCRIPTION>EX-FILING FEES <TEXT> Document 16 - file: tm2319691d2_ex-filingfees.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>ex2319691d2ex8-1img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: ex2319691d2ex8-1img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>ex2319691d2ex8-1img002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: ex2319691d2ex8-1img002.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>ex2319691d2ex8-2img002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: ex2319691d2ex8-2img002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>ex2319691d2ex8-2img003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: ex2319691d2ex8-2img003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>ex2319691d2ex8-2img004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: ex2319691d2ex8-2img004.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>lg_ellingtonfin-bwlr.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: lg_ellingtonfin-bwlr.jpg
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>tm2319691d2_ex5-1img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: tm2319691d2_ex5-1img001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>tm2319691d2_ex5-1img002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: tm2319691d2_ex5-1img002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>tm2319691d2_ex5-1img003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: tm2319691d2_ex5-1img003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>tm2319691d2_ex8-3img01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: tm2319691d2_ex8-3img01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>tm2319691d2_ex8-4img001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: tm2319691d2_ex8-4img001.jpg
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