0001411207-21-000034.txt : 20210212 0001411207-21-000034.hdr.sgml : 20210212 20210212161146 ACCESSION NUMBER: 0001411207-21-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210210 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Randall R. CENTRAL INDEX KEY: 0001543603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 21627426 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-10 0001411207 Allison Transmission Holdings Inc ALSN 0001543603 Kirk Randall R. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Prod Eng & Prog Mgmt Performance Stock Units 2021-02-10 4 A 0 2057 0 A Common Stock 2057 2057 D Employee Stock Option (right to buy) 43.13 2021-02-10 4 A 0 14343 0 A 2031-02-10 Common Stock 14343 14343 D Restricted Stock Units 2021-02-10 4 A 0 4781 0 A Common Stock 4781 4781 D Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. On February 7, 2018, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2018 - 2020. As determined on February 10, 2021, based on ALSN's actual performance for 2018 - 2020, the reporting person earned 2,057 PSUs. Earned PSUs will vest on February 28, 2021. The option vests in three equal annual installments beginning on February 10, 2022. Each restricted stock unit ("RSU") represents a contingent right to receive one share of ALSN common stock. The RSUs vest in three equal annual installments beginning on February 10, 2022. /s/ Jacalyn C. Bolles, attorney-in-fact 2021-02-12