0001411207-21-000020.txt : 20210209 0001411207-21-000020.hdr.sgml : 20210209 20210209161612 ACCESSION NUMBER: 0001411207-21-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210207 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Randall R. CENTRAL INDEX KEY: 0001543603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 21606585 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-02-07 0001411207 Allison Transmission Holdings Inc ALSN 0001543603 Kirk Randall R. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Prod Eng & Prog Mgmt Common Stock 2021-02-07 4 M 0 3741 A 298275 D Common Stock 2021-02-07 4 M 0 170 A 298445 D Common Stock 2021-02-07 4 F 0 1126 43.11 D 297319 D Restricted Stock Units 2021-02-07 4 M 0 3741 0 D Common Stock 3741 0 D Dividend Equivalent Rights 2021-02-07 4 M 0 170 0 D Common Stock 170 195 D Settlement of restricted stock units ("RSUs") granted on February 7, 2018. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERS. /s/ Jacalyn C. Bolles, attorney-in-fact 2021-02-09