0001411207-20-000014.txt : 20200225 0001411207-20-000014.hdr.sgml : 20200225 20200225161818 ACCESSION NUMBER: 0001411207-20-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200221 FILED AS OF DATE: 20200225 DATE AS OF CHANGE: 20200225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Randall R. CENTRAL INDEX KEY: 0001543603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 20650910 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-02-21 0001411207 Allison Transmission Holdings Inc ALSN 0001543603 Kirk Randall R. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Prod Eng & Prog Mgmt Common Stock 2020-02-22 4 M 0 4401 A 263373 D Common Stock 2020-02-22 4 M 0 188 A 263561 D Common Stock 2020-02-22 4 F 0 1380 44.55 D 262181 D Performance Stock Units 2020-02-21 4 A 0 3608 0 A Common Stock 3608 3608 D Restricted Stock Units 2020-02-22 4 M 0 4401 0 D Common Stock 4401 0 D Dividend Equivalent Rights 2020-02-22 4 M 0 188 0 D Common Stock 188 146 D Employee Stock Option (right to buy) 43.22 2020-02-25 4 A 0 12361 0 A 2030-02-25 Common Stock 12361 12361 D Restricted Stock Units 2020-02-25 4 A 0 4120 0 A Common Stock 4120 4120 D Settlement of restricted stock units ("RSUs") granted on February 22, 2017. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERS. Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of ALSN common stock. On February 22, 2017, the reporting person was granted PSUs with a number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2017 - 2019. As determined on February 21, 2020, based on ALSN's actual performance for 2017 - 2019, the reporting person earned 3,608 PSUs. Earned PSUs will vest on February 28, 2020. The option vests on February 25, 2023. Each RSUs represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. The RSUs vest on February 25, 2023. /s/ Jacalyn C. Bolles, attorney-in-fact 2020-02-25