0001411207-19-000038.txt : 20190222 0001411207-19-000038.hdr.sgml : 20190222 20190222141812 ACCESSION NUMBER: 0001411207-19-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190220 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dick Michael CENTRAL INDEX KEY: 0001661740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 19625158 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-20 0001411207 Allison Transmission Holdings Inc ALSN 0001661740 Dick Michael ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Ops and Purchasing Employee Stock Option (right to buy) 49.60 2019-02-20 4 A 0 11702 0 A 2029-02-20 Common Stock 11702 11702 D Restricted Stock Units 2019-02-20 4 A 0 3901 0 A Common Stock 3901 3901 D Performance Stock Units 2019-02-20 4 A 0 11218 0 A Common Stock 11218 11218 D The option vests on February 20, 2022. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. The RSUs vest on February 20, 2022. Each performance-based restricted stock unit ("PSUs") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. On February 17, 2016, the reporting person was granted PSUs with the number of PSUs earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2016-2018. As determined on February 20, 2019, based on the Company's actual performance for 2016-2018, the reporting person earned 11,218 PSUs. Earned PSUs will vest on February 28, 2019. /s/ Jacalyn C. Bolles, attorney-in-fact 2019-02-22