0001411207-18-000040.txt : 20180221 0001411207-18-000040.hdr.sgml : 20180221 20180221154231 ACCESSION NUMBER: 0001411207-18-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180219 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dick Michael CENTRAL INDEX KEY: 0001661740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 18628283 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-19 0001411207 Allison Transmission Holdings Inc ALSN 0001661740 Dick Michael ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Ops and Purchasing Common Stock 2018-02-19 4 M 0 3220 A 36151 D Common Stock 2018-02-19 4 M 0 182 A 36333 D Common Stock 2018-02-19 4 F 0 974 39.32 D 35359 D Restricted Stock Units 2018-02-19 4 M 0 3220 0 D Common Stock 3220 0 D Dividend Equivalent Rights 2018-02-19 4 M 0 182 0 D Common Stock 182 281 D Settlement of restricted stock units ("RSUs") granted on February 19, 2015. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs. /s/ Eric C. Scroggins, attorney-in-fact 2018-02-21