0001411207-18-000024.txt : 20180209 0001411207-18-000024.hdr.sgml : 20180209 20180209154319 ACCESSION NUMBER: 0001411207-18-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180207 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirk Randall R. CENTRAL INDEX KEY: 0001543603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 18591494 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-07 0001411207 Allison Transmission Holdings Inc ALSN 0001543603 Kirk Randall R. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Prod Eng & Prod Teams Common Stock 2018-02-07 4 A 0 3775 0 A 80728 D Employee Stock Option (right to buy) 43.30 2018-02-07 4 A 0 11223 0 A 2028-02-07 Common Stock 11223 11223 D Restricted Stock Units 2018-02-07 4 A 0 3741 0 A Common Stock 3741 3741 D On February 19, 2015, the reporting person was granted performance-based restricted stock, with the number of restricted shares earned to be determined based on the extent to which certain performance conditions were met for a performance period of 2015-2017. As determined on February 7, 2018, based on the Company's actual performance for 2015-2017, the reporting person earned 3,775 restricted shares. Earned restricted shares will vest on February 19, 2018. The option vests on February 7, 2021. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock. The RSUs vest on February 7, 2021. /s/ Eric C. Scroggins, attorney-in-fact 2018-02-09