0001411207-17-000239.txt : 20171219 0001411207-17-000239.hdr.sgml : 20171219 20171219165148 ACCESSION NUMBER: 0001411207-17-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20171219 DATE AS OF CHANGE: 20171219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dick Michael CENTRAL INDEX KEY: 0001661740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 171264593 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-12 0001411207 Allison Transmission Holdings Inc ALSN 0001661740 Dick Michael ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Ops and Purchasing Common Stock 2017-12-12 4 M 0 2200 23.58 A 39131 D Common Stock 2017-12-12 4 S 0 4400 42.0311 D 34731 D Common Stock 2017-12-18 4 M 0 2020 23.58 A 36751 D Common Stock 2017-12-18 4 S 0 3820 42.0089 D 32931 D Common Stock 2017-12-19 4 M 0 11380 23.58 A 44311 D Common Stock 2017-12-19 4 S 0 11380 42.7928 D 32931 D Employee Stock Option (right to buy) 23.58 2017-12-12 4 M 0 2200 0 D 2023-03-24 Common Stock 2200 13400 D Employee Stock Option (right to buy) 23.58 2017-12-18 4 M 0 2020 0 D 2023-03-24 Common Stock 2020 11380 D Employee Stock Option (right to buy) 23.58 2017-12-19 4 M 0 11380 0 D 2023-03-24 Common Stock 11380 0 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017. This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0000 to $42.0900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0000 to $42.0500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.1500 to $43.1600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested on December 15, 2015. /s/ Eric C. Scroggins, attorney-in-fact 2017-12-19