0001411207-17-000239.txt : 20171219
0001411207-17-000239.hdr.sgml : 20171219
20171219165148
ACCESSION NUMBER: 0001411207-17-000239
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171212
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dick Michael
CENTRAL INDEX KEY: 0001661740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 171264593
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-12
0001411207
Allison Transmission Holdings Inc
ALSN
0001661740
Dick Michael
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
SVP, Ops and Purchasing
Common Stock
2017-12-12
4
M
0
2200
23.58
A
39131
D
Common Stock
2017-12-12
4
S
0
4400
42.0311
D
34731
D
Common Stock
2017-12-18
4
M
0
2020
23.58
A
36751
D
Common Stock
2017-12-18
4
S
0
3820
42.0089
D
32931
D
Common Stock
2017-12-19
4
M
0
11380
23.58
A
44311
D
Common Stock
2017-12-19
4
S
0
11380
42.7928
D
32931
D
Employee Stock Option (right to buy)
23.58
2017-12-12
4
M
0
2200
0
D
2023-03-24
Common Stock
2200
13400
D
Employee Stock Option (right to buy)
23.58
2017-12-18
4
M
0
2020
0
D
2023-03-24
Common Stock
2020
11380
D
Employee Stock Option (right to buy)
23.58
2017-12-19
4
M
0
11380
0
D
2023-03-24
Common Stock
11380
0
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 6, 2017.
This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0000 to $42.0900. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.0000 to $42.0500. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $42.1500 to $43.1600. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested on December 15, 2015.
/s/ Eric C. Scroggins, attorney-in-fact
2017-12-19