0001411207-16-000439.txt : 20161202 0001411207-16-000439.hdr.sgml : 20161202 20161202162957 ACCESSION NUMBER: 0001411207-16-000439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dick Michael CENTRAL INDEX KEY: 0001661740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 162031498 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-30 0001411207 Allison Transmission Holdings Inc ALSN 0001661740 Dick Michael ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 SVP, Ops and Purchasing Common Stock 2016-12-01 4 M 0 3535 A 45257 D Common Stock 2016-12-01 4 F 0 1119 33.72 D 44138 D Common Stock 2016-12-01 4 M 0 198 A 44336 D Common Stock 2016-12-01 4 F 0 63 33.72 D 44273 D Dividend Equivalent Rights 33.17 2016-11-30 4 A 0 56 0 A Common Stock 56 449 D Restricted Stock Units 2016-12-01 4 M 0 3535 0 D Common Stock 3535 0 D Dividend Equivalent Rights 2016-12-01 4 M 0 198 0 D Common Stock 198 251 D Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Represents shares withheld by ALSN to satisfy tax withholding obligtations on the vesting of RSUs. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs. The DERs accrued on previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. /s/ Eric C. Scroggins, attorney-in-fact 2016-12-02