0001411207-16-000439.txt : 20161202
0001411207-16-000439.hdr.sgml : 20161202
20161202162957
ACCESSION NUMBER: 0001411207-16-000439
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161130
FILED AS OF DATE: 20161202
DATE AS OF CHANGE: 20161202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dick Michael
CENTRAL INDEX KEY: 0001661740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 162031498
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-11-30
0001411207
Allison Transmission Holdings Inc
ALSN
0001661740
Dick Michael
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
SVP, Ops and Purchasing
Common Stock
2016-12-01
4
M
0
3535
A
45257
D
Common Stock
2016-12-01
4
F
0
1119
33.72
D
44138
D
Common Stock
2016-12-01
4
M
0
198
A
44336
D
Common Stock
2016-12-01
4
F
0
63
33.72
D
44273
D
Dividend Equivalent Rights
33.17
2016-11-30
4
A
0
56
0
A
Common Stock
56
449
D
Restricted Stock Units
2016-12-01
4
M
0
3535
0
D
Common Stock
3535
0
D
Dividend Equivalent Rights
2016-12-01
4
M
0
198
0
D
Common Stock
198
251
D
Settlement of restricted stock units ("RSUs") granted on February 18, 2014. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligtations on the vesting of RSUs.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs.
The DERs accrued on previously awarded RSUs and vest proportionately with the RSUs to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
/s/ Eric C. Scroggins, attorney-in-fact
2016-12-02