0001062993-24-009912.txt : 20240510 0001062993-24-009912.hdr.sgml : 20240510 20240510162422 ACCESSION NUMBER: 0001062993-24-009912 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240508 FILED AS OF DATE: 20240510 DATE AS OF CHANGE: 20240510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBOUR D. SCOTT CENTRAL INDEX KEY: 0001716232 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 24935278 MAIL ADDRESS: STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC. STREET 2: 4640 TRUEMAN BOULEVARD CITY: HILLIARD STATE: OH ZIP: 43026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-05-08 0001411207 Allison Transmission Holdings Inc ALSN 0001716232 BARBOUR D. SCOTT C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 0 0 0 0 Common Stock 2024-05-08 4 A 0 140 0 A 5527 D Common Stock 2024-05-08 4 M 0 3196 0 A 8723 D Restricted Stock Units 2024-05-08 4 M 0 3146 0 D Common Stock 3146 0 D Dividend Equivalent Rights 2024-05-08 4 M 0 50 0 D Common Stock 50 0 D Restricted Stock Units 2024-05-09 4 A 0 2017 0 A Common Stock 2017 2017 D These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion. The number of shares of common stock received was calculated based on $75.82, which was the closing price of the Company's common stock on the date of grant. Settlement of restricted stock units ("RSUs") and related dividend equivalents. Includes 50 dividend equivalents. Each RSU represents a contingent right to receive one share of the Company's common stock. On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024. The RSUs represent the reporting person's annual equity award under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy. The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. The number of RSUs received was calculated based on $76.81, which was the closing price of the Company's common stock on the date of grant. /s/ Preston B. Ray, attorney-in-fact 2024-05-10