0001062993-24-009912.txt : 20240510
0001062993-24-009912.hdr.sgml : 20240510
20240510162422
ACCESSION NUMBER: 0001062993-24-009912
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240508
FILED AS OF DATE: 20240510
DATE AS OF CHANGE: 20240510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARBOUR D. SCOTT
CENTRAL INDEX KEY: 0001716232
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 24935278
MAIL ADDRESS:
STREET 1: C/O ADVANCED DRAINAGE SYSTEMS, INC.
STREET 2: 4640 TRUEMAN BOULEVARD
CITY: HILLIARD
STATE: OH
ZIP: 43026
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2024-05-08
0001411207
Allison Transmission Holdings Inc
ALSN
0001716232
BARBOUR D. SCOTT
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
0
0
0
0
Common Stock
2024-05-08
4
A
0
140
0
A
5527
D
Common Stock
2024-05-08
4
M
0
3196
0
A
8723
D
Restricted Stock Units
2024-05-08
4
M
0
3146
0
D
Common Stock
3146
0
D
Dividend Equivalent Rights
2024-05-08
4
M
0
50
0
D
Common Stock
50
0
D
Restricted Stock Units
2024-05-09
4
A
0
2017
0
A
Common Stock
2017
2017
D
These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Seventh Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.
The number of shares of common stock received was calculated based on $75.82, which was the closing price of the Company's common stock on the date of grant.
Settlement of restricted stock units ("RSUs") and related dividend equivalents.
Includes 50 dividend equivalents.
Each RSU represents a contingent right to receive one share of the Company's common stock.
On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024.
Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024.
The RSUs represent the reporting person's annual equity award under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy.
The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
The number of RSUs received was calculated based on $76.81, which was the closing price of the Company's common stock on the date of grant.
/s/ Preston B. Ray, attorney-in-fact
2024-05-10