0001062993-23-018801.txt : 20231003 0001062993-23-018801.hdr.sgml : 20231003 20231003161844 ACCESSION NUMBER: 0001062993-23-018801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Basso Rafael CENTRAL INDEX KEY: 0001918715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 231303901 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-10-01 0001411207 Allison Transmission Holdings Inc ALSN 0001918715 Basso Rafael C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Operations 0 Common Stock 2023-10-01 4 M 0 232 A 3080 D Common Stock 2023-10-01 4 M 0 8 A 3088 D Common Stock 2023-10-01 4 F 0 70 59.06 D 3018 D Restricted Stock Units 2023-10-01 4 M 0 232 0 D Common Stock 232 232 D Dividend Equivalent Rights 2023-10-01 4 M 0 8 0 D Common Stock 8 133 D Settlement of restricted stock units ("RSUs") granted on October 1, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. /s/ Preston B. Ray, attorney-in-fact 2023-10-03