0001062993-23-010364.txt : 20230505 0001062993-23-010364.hdr.sgml : 20230505 20230505175421 ACCESSION NUMBER: 0001062993-23-010364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230503 FILED AS OF DATE: 20230505 DATE AS OF CHANGE: 20230505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ostojic Sasha CENTRAL INDEX KEY: 0001942133 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 23895249 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0407 4 2023-05-03 0001411207 Allison Transmission Holdings Inc ALSN 0001942133 Ostojic Sasha C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 1 0 0 0 0 Common Stock 2023-05-03 4 M 0 2814 0 A 2814 D Restricted Stock Units 2023-05-03 4 M 0 2770 0 D Common Stock 2770 0 D Dividend Equivalent Rights 2023-05-03 4 M 0 44 0 D Common Stock 44 0 D Restricted Stock Units 2023-05-04 4 A 0 3146 0 A Common Stock 3146 3146 D Settlement of restricted stock units ("RSUs") and related dividend equivalents. Includes 44 dividend equivalents. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock. On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock. The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023. The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy. The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock. The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant. /s/ Eric C. Scroggins, Attorney-in-Fact 2023-05-05