0001062993-23-010364.txt : 20230505
0001062993-23-010364.hdr.sgml : 20230505
20230505175421
ACCESSION NUMBER: 0001062993-23-010364
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230503
FILED AS OF DATE: 20230505
DATE AS OF CHANGE: 20230505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ostojic Sasha
CENTRAL INDEX KEY: 0001942133
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 23895249
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0407
4
2023-05-03
0001411207
Allison Transmission Holdings Inc
ALSN
0001942133
Ostojic Sasha
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
1
0
0
0
0
Common Stock
2023-05-03
4
M
0
2814
0
A
2814
D
Restricted Stock Units
2023-05-03
4
M
0
2770
0
D
Common Stock
2770
0
D
Dividend Equivalent Rights
2023-05-03
4
M
0
44
0
D
Common Stock
44
0
D
Restricted Stock Units
2023-05-04
4
A
0
3146
0
A
Common Stock
3146
3146
D
Settlement of restricted stock units ("RSUs") and related dividend equivalents.
Includes 44 dividend equivalents.
Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.
On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.
Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.
The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.
The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.
/s/ Eric C. Scroggins, Attorney-in-Fact
2023-05-05