0001062993-23-005206.txt : 20230228
0001062993-23-005206.hdr.sgml : 20230228
20230228193835
ACCESSION NUMBER: 0001062993-23-005206
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230225
FILED AS OF DATE: 20230228
DATE AS OF CHANGE: 20230228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scroggins Eric C.
CENTRAL INDEX KEY: 0001543507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 23688901
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-02-25
0001411207
Allison Transmission Holdings Inc
ALSN
0001543507
Scroggins Eric C.
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Gen. Counsel & Secretary
Common Stock
2023-02-25
4
M
0
2254
A
7260
D
Common Stock
2023-02-25
4
M
0
133
A
7393
D
Common Stock
2023-02-25
4
F
0
706
47.54
D
6687
D
Common Stock
2023-02-27
4
M
0
6761
43.24
A
13448
D
Common Stock
2023-02-27
4
M
0
3181
39.42
A
16629
D
Common Stock
2023-02-27
4
S
0
9121
47.6766
D
7508
D
Restricted Stock Units
2023-02-25
4
M
0
2254
0
D
Common Stock
2254
0
D
Dividend Equivalent Rights
2023-02-25
4
M
0
133
0
D
Common Stock
133
79
D
Employee Stock Option (right to buy)
43.24
2023-02-27
4
M
0
6761
0
D
2030-02-25
Common Stock
6761
0
D
Employee Stock Option (right to buy)
39.42
2023-02-27
4
M
0
3181
0
D
2032-02-23
Common Stock
3181
6363
D
Settlement of restricted stock units ("RSUs") granted on February 25, 2020. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.5100 to $47.7600. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The options vested on February 25, 2023.
The options vest in three equal annual installments beginning on February 23, 2023.
/s/ Eric C. Scroggins
2023-02-28