0001062993-23-004959.txt : 20230227
0001062993-23-004959.hdr.sgml : 20230227
20230227143039
ACCESSION NUMBER: 0001062993-23-004959
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230223
FILED AS OF DATE: 20230227
DATE AS OF CHANGE: 20230227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Scroggins Eric C.
CENTRAL INDEX KEY: 0001543507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 23673226
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2023-02-23
0001411207
Allison Transmission Holdings Inc
ALSN
0001543507
Scroggins Eric C.
C/O ALLISON TRANSMISSION HOLDINGS, INC.
ONE ALLISON WAY
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Gen. Counsel & Secretary
Common Stock
2023-02-23
4
M
0
1060
A
5305
D
Common Stock
2023-02-23
4
M
0
21
A
5326
D
Common Stock
2023-02-23
4
F
0
320
47.57
D
5006
D
Restricted Stock Units
2023-02-23
4
M
0
1060
0
D
Common Stock
1060
2121
D
Dividend Equivalent Rights
2023-02-23
4
M
0
21
0
D
Common Stock
21
212
D
Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
/s/ Eric C. Scroggins
2023-02-27