0001062993-23-004959.txt : 20230227 0001062993-23-004959.hdr.sgml : 20230227 20230227143039 ACCESSION NUMBER: 0001062993-23-004959 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230227 DATE AS OF CHANGE: 20230227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scroggins Eric C. CENTRAL INDEX KEY: 0001543507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 23673226 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2023-02-23 0001411207 Allison Transmission Holdings Inc ALSN 0001543507 Scroggins Eric C. C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Gen. Counsel & Secretary Common Stock 2023-02-23 4 M 0 1060 A 5305 D Common Stock 2023-02-23 4 M 0 21 A 5326 D Common Stock 2023-02-23 4 F 0 320 47.57 D 5006 D Restricted Stock Units 2023-02-23 4 M 0 1060 0 D Common Stock 1060 2121 D Dividend Equivalent Rights 2023-02-23 4 M 0 21 0 D Common Stock 21 212 D Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. /s/ Eric C. Scroggins 2023-02-27