0001062993-23-003409.txt : 20230214 0001062993-23-003409.hdr.sgml : 20230214 20230214162407 ACCESSION NUMBER: 0001062993-23-003409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221117 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Milburn Ryan A. CENTRAL INDEX KEY: 0001543604 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 23629894 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-11-17 0001411207 Allison Transmission Holdings Inc ALSN 0001543604 Milburn Ryan A. C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 VP, Product Engineering Common Stock 2022-11-17 4 M 0 4444 23.59 A 17761 D Common Stock 2022-11-17 4 S 0 4444 44.0000 D 13317 D Common Stock 2023-02-10 4 M 0 743 A 14060 D Common Stock 2023-02-10 4 M 0 30 A 14090 D Common Stock 2023-02-10 4 F 0 263 45.32 D 13827 D Employee Stock Option (right to buy) 23.59 2022-11-17 4 M 0 4444 0 D 2026-02-17 Common Stock 4444 0 D Restricted Stock Units 2023-02-10 4 M 0 743 0 D Common Stock 743 744 D Dividend Equivalent Rights 2023-02-10 4 M 0 30 0 D Common Stock 30 198 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Settlement of restricted stock units ("RSUs") granted on February 10, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. The option vested on February 17, 2019. /s/ Eric C. Scroggins, attorney-in-fact 2023-02-14