0001062993-22-023220.txt : 20221202
0001062993-22-023220.hdr.sgml : 20221202
20221202163047
ACCESSION NUMBER: 0001062993-22-023220
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221001
FILED AS OF DATE: 20221202
DATE AS OF CHANGE: 20221202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Basso Rafael
CENTRAL INDEX KEY: 0001918715
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35456
FILM NUMBER: 221442389
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allison Transmission Holdings Inc
CENTRAL INDEX KEY: 0001411207
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
BUSINESS PHONE: (317) 242-5000
MAIL ADDRESS:
STREET 1: ONE ALLISON WAY
CITY: Indianapolis
STATE: IN
ZIP: 46222
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-10-01
0001411207
Allison Transmission Holdings Inc
ALSN
0001918715
Basso Rafael
C/O ALLISON TRANSMISSION HOLDINGS, INC.
INDIANAPOLIS
IN
46222
0
1
0
0
VP, Operations
Common Stock
2022-10-01
4
M
0
231
A
1217
D
Common Stock
2022-10-01
4
M
0
4
A
1221
D
Common Stock
2022-10-01
4
F
0
69
33.76
D
1152
D
Restricted Stock Units
2022-10-01
4
M
0
231
0
D
Common Stock
231
464
D
Dividend Equivalent Rights
2022-10-01
4
M
0
4
0
D
Common Stock
4
137
D
Dividend Equivalent Rights
2022-11-30
4
A
0
25
0
D
Common Stock
25
162
D
Settlement of restricted stock units ("RSUs") granted on October 1, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
Settlement of dividend equivalents ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.
/s/ Jacalyn C. Bolles, attorney-in-fact
2022-12-02