0001062993-22-023220.txt : 20221202 0001062993-22-023220.hdr.sgml : 20221202 20221202163047 ACCESSION NUMBER: 0001062993-22-023220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221001 FILED AS OF DATE: 20221202 DATE AS OF CHANGE: 20221202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Basso Rafael CENTRAL INDEX KEY: 0001918715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 221442389 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-10-01 0001411207 Allison Transmission Holdings Inc ALSN 0001918715 Basso Rafael C/O ALLISON TRANSMISSION HOLDINGS, INC. INDIANAPOLIS IN 46222 0 1 0 0 VP, Operations Common Stock 2022-10-01 4 M 0 231 A 1217 D Common Stock 2022-10-01 4 M 0 4 A 1221 D Common Stock 2022-10-01 4 F 0 69 33.76 D 1152 D Restricted Stock Units 2022-10-01 4 M 0 231 0 D Common Stock 231 464 D Dividend Equivalent Rights 2022-10-01 4 M 0 4 0 D Common Stock 4 137 D Dividend Equivalent Rights 2022-11-30 4 A 0 25 0 D Common Stock 25 162 D Settlement of restricted stock units ("RSUs") granted on October 1, 2021. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Settlement of dividend equivalents ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs. The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock. /s/ Jacalyn C. Bolles, attorney-in-fact 2022-12-02