0001062993-22-000154.txt : 20220104 0001062993-22-000154.hdr.sgml : 20220104 20220104143722 ACCESSION NUMBER: 0001062993-22-000154 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220103 FILED AS OF DATE: 20220104 DATE AS OF CHANGE: 20220104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graziosi David S. CENTRAL INDEX KEY: 0001543492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35456 FILM NUMBER: 22505312 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: INDIANAPOLIS STATE: IN ZIP: 46222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allison Transmission Holdings Inc CENTRAL INDEX KEY: 0001411207 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 BUSINESS PHONE: (317) 242-5000 MAIL ADDRESS: STREET 1: ONE ALLISON WAY CITY: Indianapolis STATE: IN ZIP: 46222 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-01-03 0001411207 Allison Transmission Holdings Inc ALSN 0001543492 Graziosi David S. C/O ALLISON TRANSMISSION HOLDINGS, INC. ONE ALLISON WAY INDIANAPOLIS IN 46222 0 1 0 0 Chairman and CEO Common Stock 2022-01-03 4 M 0 97340 A 379084 D Common Stock 2022-01-03 4 M 0 26768 A 405852 D Common Stock 2022-01-03 4 F 0 50783 36.35 D 355069 D Performance Stock Units 2022-01-03 4 M 0 97340 0 D Common Stock 97340 97342 D Performance Stock Units 2022-01-03 4 M 0 26768 0 D Common Stock 26768 26769 D Settlement of performance-based restricted stock units ("PSUs") granted June 29, 2018. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs. /s/Jacalyn C. Bolles, attorney-in-fact 2022-01-04