0001410636-20-000099.txt : 20200515 0001410636-20-000099.hdr.sgml : 20200515 20200515162123 ACCESSION NUMBER: 0001410636-20-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200513 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STAVRIDIS JAMES G. CENTRAL INDEX KEY: 0001661859 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 20885641 MAIL ADDRESS: STREET 1: C/O NEUBERGER BERMAN MANAGEMENT LLC STREET 2: 605 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10158-0180 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 BUSINESS PHONE: 856-955-4001 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 4 1 wf-form4_158957406414240.xml FORM 4 X0306 4 2020-05-13 0 0001410636 American Water Works Company, Inc. AWK 0001661859 STAVRIDIS JAMES G. 1 WATER STREET CAMDEN NJ 08102-1658 1 0 0 0 Common Stock 2020-05-13 4 A 0 1159 0 A 4162 D The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 13, 2021 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company. /s/ Jeffrey M. Taylor, as attorney-in-fact for James G. Stavridis 2020-05-15