0001410636-19-000109.txt : 20190517
0001410636-19-000109.hdr.sgml : 20190517
20190517152052
ACCESSION NUMBER: 0001410636-19-000109
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sgro Michael A
CENTRAL INDEX KEY: 0001628956
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 19835368
MAIL ADDRESS:
STREET 1: 1 WATER STREET
CITY: CAMDEN
STATE: NJ
ZIP: 08102-1658
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 WATER STREET
CITY: CAMDEN
STATE: NJ
ZIP: 08102-1658
BUSINESS PHONE: 856-955-4001
MAIL ADDRESS:
STREET 1: 1 WATER STREET
CITY: CAMDEN
STATE: NJ
ZIP: 08102-1658
4
1
wf-form4_155812083709613.xml
FORM 4
X0306
4
2019-05-16
0
0001410636
American Water Works Company, Inc.
AWK
0001628956
Sgro Michael A
1 WATER STREET
CAMDEN
NJ
08102-1658
0
1
0
0
EVP,General Counsel, Secretary
Common Stock
2019-05-16
4
M
0
1931
52.75
A
16783
D
Common Stock
2019-05-16
4
S
0
1931
110.93
D
14852
D
Common Stock
2019-05-16
4
M
0
4749
65.15
A
19601
D
Common Stock
2019-05-16
4
S
0
4749
110.93
D
14852
D
Employee Stock Option (right to buy)
52.75
2019-05-16
4
M
0
1931
0
D
2021-12-31
Common Stock
1931.0
0
D
Employee Stock Option (right to buy)
65.15
2019-05-16
4
M
0
4749
0
D
2022-12-31
Common Stock
4749.0
0
D
Includes 49 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
The option award granted on February 17, 2015, representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, 2017 and 2018.
A prior exercise of 8,939 shares underlying this option was previously reported.
The option award granted on February 16, 2016, representing a right to purchase 11,836 shares, vested in three equal installments on January 1, 2017, 2018 and 2019.
A prior exercise of 7,087 shares underlying this option was previously reported.
/s/ Jeffrey M. Taylor, as attorney-in-fact for Michael A. Sgro
2019-05-17