0001410636-19-000109.txt : 20190517 0001410636-19-000109.hdr.sgml : 20190517 20190517152052 ACCESSION NUMBER: 0001410636-19-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190516 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sgro Michael A CENTRAL INDEX KEY: 0001628956 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 19835368 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 BUSINESS PHONE: 856-955-4001 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 4 1 wf-form4_155812083709613.xml FORM 4 X0306 4 2019-05-16 0 0001410636 American Water Works Company, Inc. AWK 0001628956 Sgro Michael A 1 WATER STREET CAMDEN NJ 08102-1658 0 1 0 0 EVP,General Counsel, Secretary Common Stock 2019-05-16 4 M 0 1931 52.75 A 16783 D Common Stock 2019-05-16 4 S 0 1931 110.93 D 14852 D Common Stock 2019-05-16 4 M 0 4749 65.15 A 19601 D Common Stock 2019-05-16 4 S 0 4749 110.93 D 14852 D Employee Stock Option (right to buy) 52.75 2019-05-16 4 M 0 1931 0 D 2021-12-31 Common Stock 1931.0 0 D Employee Stock Option (right to buy) 65.15 2019-05-16 4 M 0 4749 0 D 2022-12-31 Common Stock 4749.0 0 D Includes 49 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.90 to $110.98, inclusive. The report person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. The option award granted on February 17, 2015, representing a right to purchase 10,870 shares, vested in three equal installments on January 1, 2016, 2017 and 2018. A prior exercise of 8,939 shares underlying this option was previously reported. The option award granted on February 16, 2016, representing a right to purchase 11,836 shares, vested in three equal installments on January 1, 2017, 2018 and 2019. A prior exercise of 7,087 shares underlying this option was previously reported. /s/ Jeffrey M. Taylor, as attorney-in-fact for Michael A. Sgro 2019-05-17