0001410636-18-000177.txt : 20181116 0001410636-18-000177.hdr.sgml : 20181116 20181116190832 ACCESSION NUMBER: 0001410636-18-000177 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181116 DATE AS OF CHANGE: 20181116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Walter CENTRAL INDEX KEY: 0001430106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 181190987 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 BUSINESS PHONE: 856-955-4001 MAIL ADDRESS: STREET 1: 1 WATER STREET CITY: CAMDEN STATE: NJ ZIP: 08102-1658 4 1 wf-form4_154241329527006.xml FORM 4 X0306 4 2018-11-15 0 0001410636 American Water Works Company, Inc. AWK 0001430106 Lynch Walter 1 WATER STREET CAMDEN NJ 08102-1658 0 1 0 0 EVP and COO Common Stock 2018-11-15 4 M 0 5000 44.06 A 107031 D Common Stock 2018-11-15 4 S 0 5000 91.69 D 102031 D Employee Stock Option (right to buy) 44.06 2018-11-15 4 M 0 5000 0 D 2020-12-31 Common Stock 5000.0 8545 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.68 to $91.74, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. Prior exercises of a total of 15,000 shares underlying this option were previously reported. /s/ Jeffrey M. Taylor, as attorney-in-fact for Walter Lynch 2018-11-16