0001410636-18-000157.txt : 20180906 0001410636-18-000157.hdr.sgml : 20180906 20180906110405 ACCESSION NUMBER: 0001410636-18-000157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180905 FILED AS OF DATE: 20180906 DATE AS OF CHANGE: 20180906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Walter CENTRAL INDEX KEY: 0001430106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 181056968 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 wf-form4_153624622915896.xml FORM 4 X0306 4 2018-09-05 0 0001410636 American Water Works Company, Inc. AWK 0001430106 Lynch Walter 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 EVP and COO Common Stock 2018-09-05 4 M 0 10000 44.06 A 112031 D Common Stock 2018-09-05 4 S 0 10000 89.57 D 102031 D Employee Stock Option (right to buy) 44.06 2018-09-05 4 M 0 10000 0 D 2020-12-31 Common Stock 10000.0 13545 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.44 to $89.75, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017. A prior exercise of 5,000 shares underlying this option was previously reported. /s/ Jeffrey M. Taylor, as attorney-in-fact for Walter Lynch 2018-09-06