0001410636-18-000157.txt : 20180906
0001410636-18-000157.hdr.sgml : 20180906
20180906110405
ACCESSION NUMBER: 0001410636-18-000157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180905
FILED AS OF DATE: 20180906
DATE AS OF CHANGE: 20180906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lynch Walter
CENTRAL INDEX KEY: 0001430106
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34028
FILM NUMBER: 181056968
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Water Works Company, Inc.
CENTRAL INDEX KEY: 0001410636
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 510063696
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
BUSINESS PHONE: 856-346-8200
MAIL ADDRESS:
STREET 1: 1025 LAUREL OAK ROAD
CITY: VOORHEES
STATE: NJ
ZIP: 08043
4
1
wf-form4_153624622915896.xml
FORM 4
X0306
4
2018-09-05
0
0001410636
American Water Works Company, Inc.
AWK
0001430106
Lynch Walter
1025 LAUREL OAK ROAD
VOORHEES
NJ
08043
0
1
0
0
EVP and COO
Common Stock
2018-09-05
4
M
0
10000
44.06
A
112031
D
Common Stock
2018-09-05
4
S
0
10000
89.57
D
102031
D
Employee Stock Option (right to buy)
44.06
2018-09-05
4
M
0
10000
0
D
2020-12-31
Common Stock
10000.0
13545
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.44 to $89.75, inclusive. The report person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
The option award granted on February 20, 2014 and representing a right to purchase 28,545 shares vested in three equal installments on January 1, 2015, January 1, 2016 and January 1, 2017.
A prior exercise of 5,000 shares underlying this option was previously reported.
/s/ Jeffrey M. Taylor, as attorney-in-fact for Walter Lynch
2018-09-06