0001209191-17-005861.txt : 20170127 0001209191-17-005861.hdr.sgml : 20170127 20170127161544 ACCESSION NUMBER: 0001209191-17-005861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Walter CENTRAL INDEX KEY: 0001430106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 17553906 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-25 0 0001410636 American Water Works Company, Inc. AWK 0001430106 Lynch Walter 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 EVP and COO Common Stock 2017-01-25 4 M 0 8578 0.00 A 92179 D Common Stock 2017-01-25 4 A 0 6674 0.00 A 98853 D Common Stock 2017-01-25 4 F 0 6335 71.72 D 92518 D Performance Stock Units 2017-01-25 4 A 0 3677 0.00 A 2016-12-31 Common Stock 3677 8578 D Performance Stock Units 2017-01-25 4 M 0 8578 0.00 D 2016-12-31 Common Stock 8578 0 D Each performance stock unit represented a contingent right to receive one share of common stock of American Water Works Company, Inc. (the "Company"), based on the Company's annual relative total stockholder return over a three-year performance period, beginning on January 1, 2014 and ending December 31, 2016. Represents the above-target earned portion of the TSR performance stock unit. In 2014, the Company granted 4,901 performance stock units, equal to the number of shares to be received if target performance was achieved. Represents the end of the performance period to which the performance stock units relate. Represents the earned portion of the TSR performance stock units, including target units granted in 2014 and above-target units earned based on TSR performance. The number of TSR performance stock units earned was 175 percent of the target. /s/ Jeffrey M. Taylor, as attorney-in-fact for Walter J. Lynch 2017-01-27