0001209191-16-119208.txt : 20160511 0001209191-16-119208.hdr.sgml : 20160511 20160511171548 ACCESSION NUMBER: 0001209191-16-119208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160509 FILED AS OF DATE: 20160511 DATE AS OF CHANGE: 20160511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Water Works Company, Inc. CENTRAL INDEX KEY: 0001410636 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 510063696 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 BUSINESS PHONE: 856-346-8200 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynch Walter CENTRAL INDEX KEY: 0001430106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34028 FILM NUMBER: 161640790 MAIL ADDRESS: STREET 1: 1025 LAUREL OAK ROAD CITY: VOORHEES STATE: NJ ZIP: 08043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-05-09 0 0001410636 American Water Works Company, Inc. AWK 0001430106 Lynch Walter 1025 LAUREL OAK ROAD VOORHEES NJ 08043 0 1 0 0 EVP and COO Common Stock 2016-05-09 4 M 0 17995 27.08 A 102759 D Common Stock 2016-05-09 4 S 0 17995 74.33 D 84764 D Common Stock 2016-05-09 4 M 0 10000 34.12 A 94764 D Common Stock 2016-05-09 4 S 0 10000 74.40 D 84764 D Common Stodck 2016-05-10 4 M 0 10000 34.12 A 94764 D Common Stock 2016-05-10 4 S 0 10000 74.50 D 84764 D Employee Stock Option (right to buy) 27.08 2016-05-09 4 M 0 17995 0.00 D 2017-12-31 Common Stock 17995 0 D Employee Stock Option (right to buy) 34.12 2016-05-09 4 M 0 10000 0.00 D 2018-12-31 Common Stock 10000 36514 D Employee Stock Option (right to buy) 34.12 2016-05-10 4 M 0 10000 0.00 D 2018-12-31 Common Stock 10000 26514 D These shares were sold in multiple transactions at prices ranging from $74.30 to $74.44, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The option award granted on February 24, 2011 and representing a right to purchase 55,292 shares, vested in three equal installments on January 1, 2012, 2013 and 2014. Prior exercises of 37,297 shares in the aggregate were previously reported. The option award granted on February 23, 2012 and representing a right to purchase 46,514 shares, vested in three equal installments on January 1, 2013, 2014 and 2015. /s/ Jeffrey M. Taylor, as attorney-in-fact-for Walter J. Lynch 2016-05-11