0001501364-17-000021.txt : 20170214 0001501364-17-000021.hdr.sgml : 20170214 20170214205027 ACCESSION NUMBER: 0001501364-17-000021 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: United Financial Bancorp, Inc. CENTRAL INDEX KEY: 0001501364 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 273577029 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 GLASTONBURY BLVD. CITY: GLASTONBURY STATE: CT ZIP: 06033 BUSINESS PHONE: 860-291-3600 MAIL ADDRESS: STREET 1: 45 GLASTONBURY BLVD. CITY: GLASTONBURY STATE: CT ZIP: 06033 FORMER COMPANY: FORMER CONFORMED NAME: Rockville Financial, Inc. /CT/ DATE OF NAME CHANGE: 20110303 FORMER COMPANY: FORMER CONFORMED NAME: Rockville Financial New, Inc. DATE OF NAME CHANGE: 20100914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kucia Mark A CENTRAL INDEX KEY: 0001410571 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35028 FILM NUMBER: 17612591 MAIL ADDRESS: STREET 1: C/O ROCKVILLE FINANCIAL, INC. STREET 2: 1645 ELLINGTON ROAD CITY: SOUTH WINDSOR STATE: CT ZIP: 06074 5 1 wf-form5_148712341483509.xml FORM 5 X0306 5 2016-12-31 0 0 0 0001501364 United Financial Bancorp, Inc. UBNK 0001410571 Kucia Mark A UNITED FINANCIAL BANCORP, INC. 45 GLASTONBURY BOULEVARD GLASTONBURY CT 06033 0 1 0 0 EVP Common Stock 52564.2528 D Common Stock 2016-12-31 5 A 0 1396.8303 0 A 26968.285 I By United Bank 401(k) Plan Stock Options 7.9 2008-02-20 2018-02-20 Common Stock 9858.0 9858 D Stock Options 6.09 2009-03-16 2019-03-16 Common Stock 9479.0 9479 D Stock Options 7.42 2010-11-15 2020-11-15 Common Stock 5187.0 5187 D Stock Options 9.5 2011-09-02 2021-09-02 Common Stock 15091.0 15091 D Stock Options 10.99 2012-06-21 2022-06-21 Common Stock 22552.0 22552 D Stock Options 10.99 2012-06-21 2022-06-21 Common Stock 63536.0 63536 D Stock Options 13.25 2013-06-21 2023-06-21 Common Stock 14835.0 14835 D Stock Options 13.25 2013-06-21 2023-06-21 Common Stock 4945.0 4945 D Stock Options 13.73 2015-06-20 2024-06-20 Common Stock 3188.0 3188 D Stock Options 13.73 2015-06-20 2024-06-20 Common Stock 9566.0 9566 D Includes 3,856 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio become 6,066 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 2,210 shares (1,188 x 1.5167 exchange ratio became 1,801 shares in March 2011. Plus 409 shares since that time) withheld by the Issuer for tax withholding purposes. Includes 3,856 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares (x 1.5167 exchange ratio become 6,066 shares) will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 2,210 shares (x 1.5167 exchange ratio became 1,801 shares) withheld by the Issuer for tax withholding purposes. Includes 3,389 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2019, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. Includes 1,981 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,000 shares (x 1.5167 exchange ratio become 3,033 shares) vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 1,052 shares (103 x 1.5167 exchange ratio became 156 shares in March 2011, plus 896 shares since that time) withheld by the Issuer for tax withholding purposes. Includes 3,908 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 5,928 performance shares became 100% vested at target. The reported number of shares is net of 2,020 shares withheld by the Issuer for tax withholding purposes. Includes represents 5,386 restricted stock shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and cliff vest on December 31, 2018, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. Includes 3,389 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 3,389 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 22, 2017 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. Includes 1,915 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,976 shares vest in equal 20% increments over a five year period, the first 20% vesting on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 1,061 shares withheld by the Issuer for tax withholding purposes. Includes 895 restricted stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, the original grant of 1,358 performance shares became 100% vested at target. The reported number of shares is net of 463 shares withheld by the Issuer for tax withholding purposes. Includes 3,641 restricted stock shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan and cliff vest on June 20, 2017, if, and only if, United Financial Bancorp, Inc. meets certain performance goals. Includes 5,386 restricted shares granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan. The original grant of 5,386 shares vest in equal 33% increments over a three year period, the first 33% vesting on November 18, 2016 and the subsequent vesting on each on each annual anniversary of the grant date thereafter. Includes 891 Shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 1,358 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2013 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 467 shares withheld by the Issuer for tax withholding purposes. Includes 1,397 restricted shares granted pursuant to the Rockville Financial, Inc. 2012 Stock Incentive Plan. The original grant of 1,820 shares vest in equal 33% increments over a three year period, the first 33% vesting on June 20, 2015 and the subsequent vestings on each anniversary of the grant date in following years. The reported number of shares is net of 423 shares withheld by the Issuer for tax withholding purposes. Includes 1,969 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,000 shares (x 1.5167 exchange ratio become 3,033 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 1,064 shares (302 x 1.5167 exchange ratio became 458 shares in March 2011, plus 606 shares since that time) withheld by the Issuer for tax withholding purposes. Includes 11,753 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 17,783 shares vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all shares became 100% vested. The reported number of shares is net of 6,030 shares withheld by the Issuer for tax withholding purposes. Shares allocated to the account under the United Bank 401(k) Plan, of which all shares are vested. Additional non-reportable shares acquired in the United Bank 401(k) Plan during 2016 not previously reported are comprised of shares purchased in 2016. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on September 2, 2011 and the subsequent vesting on each annual anniversary of that date. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable. Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, at legal close on April 30, 2014, all options became 100% vested and exercisable. Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest at the one year anniversary of the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter. Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in three equal annual installments of 33%, with the first installment to vest at the one year anniversary of the grant date and an additional 33% to vest on each annual anniversary of the grant date thereafter. /s/ Marliese L Shaw by POA 2017-02-14