0000899243-15-005706.txt : 20151001 0000899243-15-005706.hdr.sgml : 20151001 20151001162102 ACCESSION NUMBER: 0000899243-15-005706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151001 DATE AS OF CHANGE: 20151001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartStop Self Storage, Inc. CENTRAL INDEX KEY: 0001410567 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 320211624 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 CORPORATE DRIVE, SUITE 120 CITY: LADERA RANCH STATE: CA ZIP: 92694 BUSINESS PHONE: 887-872-1031 MAIL ADDRESS: STREET 1: 111 CORPORATE DRIVE, SUITE 120 CITY: LADERA RANCH STATE: CA ZIP: 92694 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Storage Trust, Inc. DATE OF NAME CHANGE: 20070822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berg James CENTRAL INDEX KEY: 0001523794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53644 FILM NUMBER: 151137264 MAIL ADDRESS: STREET 1: 111 CORPORATE DRIVE, SUITE 120 CITY: LADERA RANCH STATE: CA ZIP: 92694 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-10-01 1 0001410567 SmartStop Self Storage, Inc. N/A 0001523794 Berg James 111 CORPORATE DRIVE, SUITE 120 LADERA RANCH CA 92694 0 1 0 0 Secretary Common Stock 2015-10-01 4 A 0 1157 0.00 A 7325 D Common Stock 2015-10-01 4 D 0 7325 13.75 D 0 D Represents shares of restricted stock issued to the Reporting Person pursuant to the grant of restricted stock to the Reporting Person made on April 6, 2015 as a result of the Issuer's achieving certain performance criteria at the time of the change in control of the Issuer. The shares vested at the time of the change in control of the Issuer. Disposed of pursuant to an Agreement and Plan of Merger dated June 15, 2015, as amended by Amendment No. 1 on July 16, 2015, by and among the Issuer, SmartStop Self Storage Operating Partnership, L.P., Extra Space Storage Inc., Extra Space Storage LP, Edgewater REIT Acquisition (MD) LLC, and Edgewater Partnership Acquisition (DE) LLC, pursuant to which each share of the Issuer's common stock was converted into the right to receive $13.75 in cash. /s/ James L. Berg 2015-10-01