0001140361-17-029628.txt : 20170801 0001140361-17-029628.hdr.sgml : 20170801 20170801170716 ACCESSION NUMBER: 0001140361-17-029628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170731 FILED AS OF DATE: 20170801 DATE AS OF CHANGE: 20170801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stewart Laura Lee CENTRAL INDEX KEY: 0001410558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35633 FILM NUMBER: 17997459 MAIL ADDRESS: STREET 1: C/O SOUND FINANCIAL INC STREET 2: 2005 FIFTH AVENUE 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Financial Bancorp, Inc. CENTRAL INDEX KEY: 0001541119 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 455188530 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2005 FIFTH AVENUE STREET 2: 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-448-0884 MAIL ADDRESS: STREET 1: 2005 FIFTH AVENUE STREET 2: 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 4 1 doc1.xml FORM 4 X0306 4 2017-07-31 0 0001541119 Sound Financial Bancorp, Inc. SFBC 0001410558 Stewart Laura Lee 2005 FIFTH AVE, SUITE 200 SEATTLE WA 98121 0 1 0 0 President / CEO Common Stock 2017-07-31 4 M 0 1879 8.41 A 35139 D Common Stock 2017-07-31 4 M 0 1879 9.72 A 37018 D Common Stock 2017-07-31 4 M 0 1748 8.49 A 38766 D Common Stock 2017-07-31 4 F 0 1578 31.00 D 37188 D Common Stock 9024 I By ESOP Common Stock 18034 I By 401(k) Stock Option (Right to Buy) 8.41 2017-07-31 4 M 0 1879 0.00 D 2019-01-27 Common Stock 1879 0 D Stock Option (Right to Buy) 9.72 2017-07-31 4 M 0 1879 0.00 D 2019-01-27 Common Stock 1879 0 D Stock Option (Right to Buy) 8.49 2017-07-31 4 M 0 1748 0 D 2022-02-28 Common Stock 1748 2623 D Stock Option (Right to Buy) 16.80 2024-01-23 Common Stock 22895 22895 D Stock Option (Right to Buy) 18.36 2025-01-28 Common Stock 12543 12543 D Stock Option (Right to Buy) 18.36 2025-01-28 Common Stock 8502 8502 D Options vest in five equal annual installments beginning on January 27, 2010. Options vest in five equal annual installments beginning on February 28, 2013. Options vest in five equal annual installments beginning on January 23, 2015. Options vest in three equal annual installments beginning on January 28, 2015. Options vest in five equal annual installments beginning on January 28, 2016. /s/ Matthew P. Deines, attorney-in-fact 2017-08-01