0001140361-17-029628.txt : 20170801
0001140361-17-029628.hdr.sgml : 20170801
20170801170716
ACCESSION NUMBER: 0001140361-17-029628
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170731
FILED AS OF DATE: 20170801
DATE AS OF CHANGE: 20170801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stewart Laura Lee
CENTRAL INDEX KEY: 0001410558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35633
FILM NUMBER: 17997459
MAIL ADDRESS:
STREET 1: C/O SOUND FINANCIAL INC
STREET 2: 2005 FIFTH AVENUE 2ND FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sound Financial Bancorp, Inc.
CENTRAL INDEX KEY: 0001541119
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 455188530
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2005 FIFTH AVENUE
STREET 2: 2ND FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
BUSINESS PHONE: 206-448-0884
MAIL ADDRESS:
STREET 1: 2005 FIFTH AVENUE
STREET 2: 2ND FLOOR
CITY: SEATTLE
STATE: WA
ZIP: 98121
4
1
doc1.xml
FORM 4
X0306
4
2017-07-31
0
0001541119
Sound Financial Bancorp, Inc.
SFBC
0001410558
Stewart Laura Lee
2005 FIFTH AVE, SUITE 200
SEATTLE
WA
98121
0
1
0
0
President / CEO
Common Stock
2017-07-31
4
M
0
1879
8.41
A
35139
D
Common Stock
2017-07-31
4
M
0
1879
9.72
A
37018
D
Common Stock
2017-07-31
4
M
0
1748
8.49
A
38766
D
Common Stock
2017-07-31
4
F
0
1578
31.00
D
37188
D
Common Stock
9024
I
By ESOP
Common Stock
18034
I
By 401(k)
Stock Option (Right to Buy)
8.41
2017-07-31
4
M
0
1879
0.00
D
2019-01-27
Common Stock
1879
0
D
Stock Option (Right to Buy)
9.72
2017-07-31
4
M
0
1879
0.00
D
2019-01-27
Common Stock
1879
0
D
Stock Option (Right to Buy)
8.49
2017-07-31
4
M
0
1748
0
D
2022-02-28
Common Stock
1748
2623
D
Stock Option (Right to Buy)
16.80
2024-01-23
Common Stock
22895
22895
D
Stock Option (Right to Buy)
18.36
2025-01-28
Common Stock
12543
12543
D
Stock Option (Right to Buy)
18.36
2025-01-28
Common Stock
8502
8502
D
Options vest in five equal annual installments beginning on January 27, 2010.
Options vest in five equal annual installments beginning on February 28, 2013.
Options vest in five equal annual installments beginning on January 23, 2015.
Options vest in three equal annual installments beginning on January 28, 2015.
Options vest in five equal annual installments beginning on January 28, 2016.
/s/ Matthew P. Deines, attorney-in-fact
2017-08-01