0001437749-23-030973.txt : 20231108 0001437749-23-030973.hdr.sgml : 20231108 20231108163126 ACCESSION NUMBER: 0001437749-23-030973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231108 FILED AS OF DATE: 20231108 DATE AS OF CHANGE: 20231108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweeney James E CENTRAL INDEX KEY: 0001410547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35633 FILM NUMBER: 231388479 MAIL ADDRESS: STREET 1: C/O SOUND FINANCIAL INC STREET 2: 2005 FIFTH AVENUE 2ND FLOOR CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Financial Bancorp, Inc. CENTRAL INDEX KEY: 0001541119 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 455188530 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2400 3RD AVENUE STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-448-0884 MAIL ADDRESS: STREET 1: 2400 3RD AVENUE STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 rdgdoc.xml FORM 4 X0508 4 2023-11-08 0001541119 Sound Financial Bancorp, Inc. SFBC 0001410547 Sweeney James E C/O SOUND FINANCIAL BANCORP, INC. 2400 3RD AVENUE, SUITE 150 SEATTLE WA 98121 1 0 Common Stock 2023-11-08 4 S 0 475 35.75 D 15471 D Common Stock 2023-11-08 4 S 0 2025 36.01 D 13446 D Common Stock 5742 I Held in 401(k) Stock Option (Right to Buy) 33.5000 2029-01-25 Common Stock 250 250 D Stock Option (Right to Buy) 36.2600 2030-01-31 Common Stock 120 120 D Stock Option (Right to Buy) 32.4600 2031-01-27 Common Stock 300 300 D Stock Option (Right to Buy) 42.8500 2032-01-28 Common Stock 320 320 D Stock Option (Right to Buy) 40.1300 2033-01-27 Common Stock 320 320 D Options are fully exercisable. Options vest in four equal annual installments beginning on January 27, 2021. Options vest in four equal annual installments beginning on January 28, 2022. Options vest in four equal annual installments beginning on January 27, 2023. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.05, inclusive. The reporting person undertakes to provide Sound Financial Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote to this Form 4. /s/ Laura Lee Stewart, Attorney-in-Fact 2023-11-08