0001846253-23-000112.txt : 20231102 0001846253-23-000112.hdr.sgml : 20231102 20231102193503 ACCESSION NUMBER: 0001846253-23-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Love Steven CENTRAL INDEX KEY: 0001410466 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40720 FILM NUMBER: 231374075 MAIL ADDRESS: STREET 1: C/O OMNIAB, INC. STREET 2: 5980 HORTON STREET, SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OmniAb, Inc. CENTRAL INDEX KEY: 0001846253 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-250-7800 MAIL ADDRESS: STREET 1: 5980 HORTON STREET STREET 2: SUITE 600 CITY: EMERYVILLE STATE: CA ZIP: 94608 FORMER COMPANY: FORMER CONFORMED NAME: Avista Public Acquisition Corp. II DATE OF NAME CHANGE: 20210212 4 1 edgardoc.xml PRIMARY DOCUMENT X0508 4 2023-11-01 0 0001846253 OmniAb, Inc. OABI 0001410466 Love Steven 5980 HORTON STREET, STE 600 EMERYVILLE CA 94608 1 0 0 0 0 Restricted Stock Units 2023-11-01 4 A 0 40000 0.0 A Common Stock 40000 40000 D Stock Option (right to buy) 4.51 2023-11-01 4 A 0 80000 0.0 A 2033-11-01 Common Stock 80000 80000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest in three (3) substantially equal annual installments beginning on November 1, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The Stock Option shall vest and become exercisable in three (3) substantially equal annual installments beginning on November 1, 2024, subject to the Reporting Person's continued service to the Issuer through each such vesting date. Exhibit 24 - Power of Attorney. By: /s/ Charles S. Berkman, Attorney-in-Fact For: Steven Love 2023-11-02 EX-24 2 poa.txt EDGAR SUPPORTING DOCUMENT POWER OF ATTORNEY With respect to holdings of and transactions in securities issued by OmniAb, Inc. (the "Company"), the undersigned hereby constitutes and appoints the individuals, and their respective successors, holding the positions named on Schedule A attached hereto and as may be amended from time to time, or any of them signing singly, with full power of substitution and resubstitution, to act as the undersigned's true and lawful attorney-in-fact to: 1. execute for and on behalf of the undersigned, Schedules 13D and 13G in accordance with Section 13 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules thereunder, and Forms 3, 4, and 5 in accordance with Section 16 of the Exchange Act and the rules thereunder; 2. do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D or 13G or Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such schedule or form with the SEC and any stock exchange or similar authority; and 3. take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such tenns and conditions as such attorney-in-fact may approve in such attorney-in- fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution and resubstitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorneys-in-fact substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 13 and Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Schedule 13D and 13G and Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN, WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 27th day of October 2023. /s/ Steven Love ------------------------------ Steven Love Schedule A ---------- Individuals Appointed as Attorney-in-Fact with Full Power of Substitution and Resubstitution *Chief Financial Officer - Kurt A. Gustafson *Chief Legal Officer - Charles S. Berkman