SC 13G/A 1 e89394sc13gza.htm SC 13G/A sc13gza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

(Rule 13d-102)

Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934

(Amendment No. 2)*

Tri-Tech Holding Inc.
(Name of Issuer)
Ordinary Shares, $0.001 par value per share
(Title of Class of Securities)
G9103F106
(CUSIP Number)
December 31, 2010
Date of Event Which Requires Filing of the Statement

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

þ Rule 13d-1(c)

o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
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1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

RHJ International SA
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Belgium
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   508,551 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    508,551 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  508,551 shares
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 6.3% (based on 8,051,833 ordinary shares issued and outstanding, per Form 10-Q dated 11/15/10)
     
12   TYPE OF REPORTING PERSON
   
  HC

 

                     
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1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Kleinwort Benson Group Limited
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United Kingdom
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   508,551 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    508,551 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  508,551 shares
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 6.3% (based on 8,051,833 ordinary shares issued and outstanding, per Form 10-Q dated 11/15/10)
     
12   TYPE OF REPORTING PERSON
   
  HC

 

                     
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1   NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Kleinwort Benson Investors Dublin Limited
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)   o
  (b)   þ
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Ireland
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   508,551 shares
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    508,551 shares
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  508,551 shares
     
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  Approximately 6.3% (based on 8,051,833 ordinary shares issued and outstanding, per Form 10-Q dated 11/15/10)
     
12   TYPE OF REPORTING PERSON
   
  IA

 

                     
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Item 1(a)   Name of Issuer: Tri-Tech Holding Inc.
 
            
Item 1(b)   Address of Issuer’s Principal Executive Offices:
 
            
    16th Floor of Tower B, Renji Plaza,
No. 101 Jingshun Road, Chaoyang District,
Beijing, People’s Republic of China 100102
 
            
Item 2(a)   Name of Person Filing
Item 2(b)   Address of Principal Business Office
Item 2(c)   Citizenship
 
            
    RHJ International SA
Avenue Louise 326
1050 Brussels, Belgium
Belgium
 
            
    Kleinwort Benson Group Limited
30 Gresham Street
London, EC2V 7PG, United Kingdom
United Kingdom
 
            
    Kleinwort Benson Investors Dublin Limited
Joshua Dawson House
Dawson Street
Dublin 2, Ireland
Ireland
 
            
2(d)   Title of Class of Securities:
 
            
    Ordinary Shares, $0.001 par value per share
 
            
2(e)   CUSIP Number: G9103F106
 
            
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
            
 
  (a)   [__]   Broker or dealer registered under Section 15 of the Exchange Act;
 
            
 
  (b)   [__]   Bank as defined in Section 3(a)(6) of the Exchange Act;
 
            
 
  (c)   [__]   Insurance company as defined in Section 3(a)(19) of the Exchange Act;
 
            
 
  (d)   [__]   Investment company registered under Section 8 of the Investment Company Act;
 
            
 
  (e)   [__]   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

 

                     
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  (f)   [__]   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
 
            
 
  (g)   [__]   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
            
 
  (h)   [__]   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
 
            
 
  (i)   [__]   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
 
            
 
  (j)   [__]   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
       If this statement is filed pursuant to Rule 13d-1(c), check this box: þ
 
Item 4   Ownership:
 
(a)   Amount beneficially owned:
 
    Incorporated by reference to Item 9 of the cover page pertaining to each reporting person.
 
(b)   Percent of Class:
 
    Incorporated by reference to Item 11 of the cover page pertaining to each reporting person.
 
(c)   Number of shares as to which such person has:
 
  (i)   sole power to vote or to direct the vote:
 
      Incorporated by reference to Item 5 of the cover page pertaining to each reporting person.
 
  (ii)   shared power to vote or to direct the vote:
 
      Incorporated by reference to Item 6 of the cover page pertaining to each reporting person.
 
  (iii)   sole power to dispose or to direct the disposition of:
 
      Incorporated by reference to Item 7 of the cover page pertaining to each reporting person.
 
  (iv)   shared power to dispose or to direct the disposition of:
 
      Incorporated by reference to Item 8 of the cover page pertaining to each reporting person.

 

 

                     
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Item 5   Ownership of Five Percent or Less of a Class:
Not Applicable.
Item 6   Ownership of More than Five Percent on Behalf of Another Person:
Not Applicable.
Item 7   Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

Kleinwort Benson Investors Dublin Limited is a wholly owned subsidiary of Kleinwort Benson Group Limited, which is a wholly owned subsidiary of RHJ International SA.
Item 8   Identification and Classification of Members of the Group:
Not Applicable.
Item 9   Notice of Dissolution of Group:
Not Applicable.
Item 10   Certification:
          By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

                     
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          After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated this 11th day of February, 2011.
 
  RHJ International SA
 		  
  By:   /s/ Noel O’Halloran    
    Name:   Noel O’Halloran   
     
Executive Director and Chief Investment Officer
of Kleinwort Benson Investors Dublin Limited
 		  
 
  Kleinwort Benson Group Limited
 		  
  By:   /s/ Noel O’Halloran    
    Name:   Noel O’Halloran   
     
Executive Director and Chief Investment Officer
of Kleinwort Benson Investors Dublin Limited
  
 
  Kleinwort Benson Investors Dublin Limited
 		  
  By:   /s/ Noel O’Halloran    
    Name:   Noel O’Halloran   
     
Executive Director and Chief Investment Officer
  

 

 

                     
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INDEX TO EXHIBITS
     
Exhibit No.   Exhibit
99.1
  Joint Filing Agreement
 
    
99.2
  Declarations Granting Officer Authority