UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
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Item 5.02. | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On March 3, 2023, the Board of Directors (the “Board”) of Rubicon Technology, Inc. (the “Company”) appointed Dennis Paul, 50, as an independent director. Mr. Paul will serve as a Class II director with a term expiring at the Company’s 2024 Annual Meeting of Stockholders. Since 2012, Mr. Paul has served as a Founder and Managing Member of Thyra Global Management and since 2018 has served as a Senior Advisor at Blackstone.
There is no arrangement or understanding between Mr. Paul and any other person pursuant to which Mr. Paul was appointed to the Board. Mr. Paul has not been involved in any related party transaction within the meaning of Item 404(a) of Regulation S-K promulgated under the Securities Exchange Act of 1934, as amended, and required to be disclosed herein.
At the time Mr. Paul assumed the role of director, the Board had not determined the Board committees, if any, on which Mr. Paul would serve. Following Mr. Paul’s appointment, there were no vacancies on the Board.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
RUBICON TECHNOLOGY, INC. | |||
(Registrant) | |||
Date: March 3, 2023 | By: | /s/ Joseph Ferrara | |
Name: | Joseph Ferrara | ||
Title: | Executive Officer and Chief Financial Officer |