UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders.
The Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) was held on December 22, 2022, pursuant to notice on or about November 23, 2022, at the Company’s offices located at 900 East Green Street, Bensenville, IL 60106. The total number of shares of Common Stock voted in person or by proxy at the Annual Meeting was 1,887,793 (includes 239,833 broker non-votes), representing a quorum and was equal to approximately 76.7% (67.0% without the broker non-votes) of the 2,462,889 shares outstanding and entitled to vote at the Annual Meeting.
The final voting results are as follows:
| Proposal | For | Withhold | Broker Non-Votes | |||||||||||
| 1. | Election of Darren Seirer as a Class III director to serve for a three-year term. | 1,535,078 | 113,853 | 0 | ||||||||||
| For | Against | Abstain | Broker Non-Votes | |||||||||||||||
| 2. | Ratification of the selection of Marcum LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022. | 1,802,437 | 64,044 | 21,312 | 239,833 | |||||||||||||
| 3. | A non-binding advisory vote to approve the compensation of our named executive officers. | 1,587,079 | 52,226 | 8,655 | 0 | |||||||||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| RUBICON TECHNOLOGY, INC. | ||
| Dated: December 23, 2022 | By: | /s/ Timothy E. Brog |
| Name: | Timothy E. Brog | |
| Title: | Chief Executive Officer, Acting Chief Financial Officer and President | |
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